DFX Intelligence

S•••• C•••••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

S•••• C•••••• F••••••

Advisor at P••••• W••••• G••••• L••

MANSFIELD, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 4
On other graphs: 0
Observed: Aug 13, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••• W••••• G••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 31, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••• W••••• G••••• L••	State registered	Aug 31, 2026	n/a	yes	MANSFIELD, TX	Current employment
S•••• L••	Independent wealth	Jun 5, 2026	Aug 21, 2026	no	FORT WORTH, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• L••	P••••• W••••• G••••• L••	Aug 21, 2026	Aug 31, 2026	10	Firm change	RIA to state RIA
H•• W••••• M••••••••• L••	S•••• L••	Aug 7, 2026	Jun 5, 2026

Relationships

Registered with (7)

→ P••••• W••••• G••••• L••Registered adviserregistration: current employment
Aug 31, 2026 to presentfactForm ADV
→ S•••• L••Registered adviserregistration: previous registration
Jun 5, 2026 to Aug 21, 2026factForm ADV
→ H•• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 23, 2024 to Aug 7, 2026factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

Occurred
Aug 21, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 7, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 28, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 31, 2023

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 13, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.