DFX Intelligence

J•••••• G•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

J•••••• G•••

Advisor at E•••• S••••••••• L••

PORTLAND, OR

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Search this name across graphsid dfx:ria:1d1a72db-1473-fb70-8d32-0a22ad1ddc8f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 12, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••• S••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••• S••••••••• L••	Bd affiliated wealth	Feb 21, 2023	n/a	yes	PORTLAND, OR	Current employment
W••••••••• F•••••••• A•••••••• L••	Independent wealth	Jan 4, 2021	Oct 21, 2022	no	PORTLAND, OR\|Lake Oswego, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• F•••••••• A•••••••• L••	E•••• S••••••••• L••	Oct 21, 2022	Feb 21, 2023	123	Firm change	RIA to ibd
B••• W•••• W•••••	W••••••••• F•••••••• A•••••••• L••	Dec 31, 2020	Jan 4, 2021

Relationships

Registered with (4)

→ E•••• S••••••••• L••Registered adviserregistration: current employment
Feb 21, 2023 to presentfactForm ADV
→ W••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 4, 2021 to Oct 21, 2022factForm ADV
→ B••• W•••• W•••••Registered adviserregistration: previous registration
Sep 18, 2018 to Dec 31, 2020factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••

Dated events

Occurred
Oct 21, 2022
Advisor changed firm
J•••••• G••• left W••••••••• F•••••••• A•••••••• L•• for E•••• S••••••••• L•• (registered 2023-02-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1d1a72db-1473-fb70-8d32-0a22ad1ddc8f
First observed: Feb 12, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.