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W••••••••• F•••••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

W••••••••• F•••••••• A•••••••• L••

CRD 173482

PORTLAND, OR

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Search this name across graphsid dfx:ria:8153dd5c-6011-bb4e-2175-9e947e3ab029

Data as of Feb 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 6
On other graphs: 0
Observed: Nov 17, 2017 to Feb 4, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $117MItem 5.F on the latest filing (2026-02-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $111M
Private client RAUM: $117MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••• M•••••• J••••	Certified Financial Planner	PORTLAND, OR	11	36	3	no
R•••••• F• S•••••••	n/a	PORTLAND, OR	1	26

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• R•••••• A••••	PRINCIPAL MEMBER, CEO, AND COO	D	yes	10/2014	Nov 17, 2017	Dec 18, 2024
J••••• J••••• M••••••	PRINCIPAL MEMBER, CCO & CFO	D	yes	10/2018	Feb 7, 2019

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 9 of 10

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$117M	$152M	-22.6%	$123M	-1.5%	3	4	0	0

Relationships

Registered with (6)

← R•••••• F• S•••••••Advisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← J•••• M•••••• J••••Advisorregistration: current employment
Jan 7, 2015 to presentfactForm ADV
← ELIZABETH ANNE B••••Advisorregistration: previous registration
Oct 21, 2022 to Dec 31, 2024factForm ADV
← Jeffrey Gale

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
Elizabeth Anne Barry left W••••••••• F•••••••• A•••••••• L•• for Cambridge Investment Research Advisors, Inc. (registered 2025-01-02)
Form ADVobserved 7 days ago
Occurred
Oct 21, 2022
Advisor changed firm
Jeffrey Gale left W••••••••• F•••••••• A•••••••• L•• for Eagle Strategies Llc (registered 2023-02-21)
Form ADVobserved 7 days ago
Occurred
Feb 5, 2020
Control person left
Daunt Stephen Dunne (Member And Ceo) no longer on Schedule A of W••••••••• F•••••••• A•••••••• L•• (listed 2019-07-24, absent 2020-02-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8153dd5c-6011-bb4e-2175-9e947e3ab029
First observed: Nov 17, 2017
Last observed: Feb 4, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.