B•••••• T•••

Advisor at S••••• W••••• M•••••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1d1e72d3-6662-02f7-8887-04506c5365f8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jun 3, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 24, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• M•••••••••	Independent wealth	Apr 6, 2026	n/a	yes	Melville, NY\|ROCKFORD, IL	Current employment
H••••• W••••• M•••••••••	Independent wealth	Oct 10, 2021	n/a	yes	MELVILLE, NY	Current employment

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
H•••••••• W••••• A••••••• • N•• L••	H••••• W••••• M•••••••••	May 16, 2019	Oct 10, 2021	878	Firm change after gap	RIA to RIA
T• A••••••••• I••••••••• M••••••••• L••	H•••••••• W••••• A••••••• • N•• L••	Sep 4, 2007	Sep 7, 2007

Relationships

Registered with (6)

→ S••••• W••••• M•••••••••Registered adviserregistration: current employment
Apr 6, 2026 to presentfactForm ADV
→ H••••• W••••• M•••••••••Registered adviserregistration: current employment
Oct 10, 2021 to presentfactForm ADV
→ H•••••••• W••••• A••••••• • N•• L••Registered adviserregistration: previous registration
Jan 13, 2017 to May 16, 2019factForm ADV
→ T• A••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1d1e72d3-6662-02f7-8887-04506c5365f8
First observed: Jun 3, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.