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CRD 171882
GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| COONS, KATHERINE, ANNE | CHIEF COMPLIANCE OFFICER | Na | yes | 05/2016 | May 31, 2016 | Feb 15, 2017 |
| GUARANTY BANCORP | Shareholder | E | yes | 12/2004 | Jun 17, 2014 | Feb 15, 2017 |
| GUARANTY BANK AND TRUST COMPANY | Shareholder | E | yes | 07/2014 | Jun 17, 2014 | Feb 15, 2017 |
| GREIMANN, TODD | EVP, WEALTH MANAGEMENT GROUP | Na | no | 07/2016 | Jan 27, 2017 | Feb 15, 2017 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| PRIVATE CAPITAL MANAGEMENT, LLC | n/a | Other adviser | $5.0B | N | yes | n/a |
| GUARANTY BANK AND TRUST COMPANY | n/a | n/a | n/a | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2016 | Feb 15, 2017 | $193M | $193M | 4 | 3 | n/a | n/a | n/a |
| 2015 | Feb 9, 2016 | $180M | $180M | 4 | 4 | n/a | n/a | n/a |
| 2014 | Mar 9, 2015 | $186M | $186M | 5 | 5 | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2016 | $193M | $180M | 7.0% | n/a | n/a | 4 | 4 | n/a | n/a |