DFX Intelligence

L••• E•••••• T•••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

L••• E•••••• T•••• R•••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Des Plaines, IL

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Search this name across graphsid dfx:ria:1d2a4659-0916-7087-8ded-1aa815ebccf9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: May 5, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Aug 12, 2024	n/a	yes	Des Plaines, IL\|Des Plaines, IL	Current employment
C•••••• W••••• M••••••••• L••	Independent wealth	Jan 5, 2023	May 29, 2024	no	NAPERVILLE, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• W••••• M••••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	May 29, 2024	Aug 12, 2024	75	Firm change	RIA to ibd
M••••••••• A•••••••	C•••••• W••••• M••••••••• L••	Dec 9, 2022	Jan 5, 2023

Relationships

Registered with (5)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Aug 12, 2024 to presentfactForm ADV
→ C•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 5, 2023 to May 29, 2024factForm ADV
→ M••••••••• A•••••••Registered adviserregistration: previous registration
Mar 9, 2022 to Dec 9, 2022factForm ADV
→ B•• D••••• I••••• I•••

Dated events

Occurred
May 29, 2024
Advisor changed firm
L••• E•••••• T•••• R••••• left C•••••• W••••• M••••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2024-08-12)
Form ADVobserved 7 days ago
Occurred
Dec 9, 2022
Advisor changed firm
L••• E•••••• T•••• R••••• left M••••••••• A••••••• for C•••••• W••••• M••••••••• L•• (registered 2023-01-05)
Form ADVobserved 7 days ago
Occurred
Feb 24, 2022
Advisor changed firm
L••• E•••••• T•••• R••••• left B•• D••••• I••••• I••• for M••••••••• A••••••• (registered 2022-03-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1d2a4659-0916-7087-8ded-1aa815ebccf9
First observed: May 5, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.