DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Luis Enrique Teran Rivero

Cambridge Investment Research Advisors, Inc.BD affiliatedDes Plaines, Ildual registrantIAPD 7122949

Feed of 09/14/2026

Also filed as Luis Enrique Teran

At current firm

2 y

since Aug 12, 2024

In the industry

10 y

since Aug 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cambridge Investment Research Advisors, Inc. BD affiliated current
since Aug 12, 2024 · Des Plaines, Il
Calamos Wealth Management LLC independent RIA
Jan 5, 2023 to May 29, 2024 · Naperville, Il
Mainstreet Advisors other
Mar 9, 2022 to Dec 9, 2022 · Chicago, Il
Bmo Direct Invest Inc. former
Jan 21, 2022 to Feb 24, 2022 · Chicago, Il
River Street Advisors, LLC independent RIA
May 5, 2021 to Nov 9, 2021 · Aurora, Il

Moves

a registration end followed by a registration begin elsewhere

Calamos Wealth Management LLC to Cambridge Investment Research Advisors, Inc.
left May 29, 2024, registered Aug 12, 2024 (75 days) · RIA to affiliated broker-dealer or bank
Mainstreet Advisors to Calamos Wealth Management LLC
left Dec 9, 2022, registered Jan 5, 2023 (27 days) · Other
Bmo Direct Invest Inc. to Mainstreet Advisors
left Feb 24, 2022, registered Mar 9, 2022 (13 days) · Other
River Street Advisors, LLC to Bmo Direct Invest Inc.
left Nov 9, 2021, registered Jan 21, 2022 (73 days) · RIA to a newly registered adviser

Signals

Luis Enrique Teran Rivero left Calamos Wealth Management Llc for Cambridge Investment Research Advisors, Inc. (registered 2024-08-12)
May 29, 2024 · Advisor changed firm · fact
Luis Enrique Teran Rivero left Mainstreet Advisors for Calamos Wealth Management Llc (registered 2023-01-05)
Dec 9, 2022 · Advisor changed firm · fact
Luis Enrique Teran Rivero left Bmo Direct Invest Inc. for Mainstreet Advisors (registered 2022-03-09)
Feb 24, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address