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Advisor at CETERA INVESTMENT ADVISERS LLC
Heathrow, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Feb 19, 2025 | n/a | yes | Heathrow, FL | Current employment |
| CONCOURSE FINANCIAL GROUP ADVISORS | Former SEC adviser | Sep 5, 2017 | Feb 21, 2025 | no | DELAND, FL|ORLANDO, FL|Heathrow, FL|DELAND, FL|BIRMINGHAM, AL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 14, 2015 | Jan 21, 2016 | no | MIAMI, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CONCOURSE FINANCIAL GROUP ADVISORS | CETERA INVESTMENT ADVISERS LLC | Feb 21, 2025 | Feb 19, 2025 | -2 | Bulk transfer | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CONCOURSE FINANCIAL GROUP ADVISORS | Jan 21, 2016 | Sep 5, 2017 | 593 | Firm change after gap | Other |