RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• M•••••• C••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Feb 19, 2025 · Heathrow, Fl
- C•••••••• F•••••••• G•••• A••••••• formerSep 5, 2017 to Feb 21, 2025 · Deland, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 14, 2015 to Jan 21, 2016 · Miami, Fl
- C•••••••• F•••••••• G•••• A••••••• to C••••• I••••••••• A••••••• L••left Feb 21, 2025, registered Feb 19, 2025 (-2 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• F•••••••• G•••• A•••••••left Jan 21, 2016, registered Sep 5, 2017 (593 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address