DFX Intelligence

B•••••• M•••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

B•••••• M•••••• C••••

Advisor at W•••••• B•••• • C•••••• L•••••

BOSTON, MA | CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1d43f83b-22f5-f891-3dba-a7e55e49cb28

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Apr 25, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• B•••• • C•••••• L•••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• B•••• • C•••••• L•••••	Bd affiliated wealth	Apr 16, 2026	n/a	yes	BOSTON, MA\|CHICAGO, IL\|CHICAGO, IL	Current employment
M••••••••• I••••••••• M••••••••• L••	Mixed wealth	May 30, 2025	Jan 20, 2026	no	CHICAGO, IL\|Kensington, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••••• I••••••••• M••••••••• L••	W•••••• B•••• • C•••••• L•••••	Jan 20, 2026	Apr 16, 2026	86	Firm change	RIA to ibd
M••••••••• I••••••••• S••••••• L••	M••••••••• I••••••••• M••••••••• L••	Jun 16, 2025	May 30, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
112525:108031:IL:2025-06-16	Jun 16, 2025	May 30, 2025	CHICAGO, IL	Firm change

Relationships

Registered with (4)

→ W•••••• B•••• • C•••••• L•••••Registered adviserregistration: current employment
Apr 16, 2026 to presentfactForm ADV
→ M••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
May 30, 2025 to Jan 20, 2026factForm ADV
→ M••••••••• I••••••••• S••••••• L••Registered adviserregistration: previous registration
Nov 8, 2024 to Jun 16, 2025factForm ADV
→ P••••• I••••••••• M••••••••• L••

Dated events

Occurred
Jan 20, 2026
Advisor changed firm
B•••••• M•••••• C•••• left M••••••••• I••••••••• M••••••••• L•• for W•••••• B•••• • C•••••• L••••• (registered 2026-04-16)
Form ADVobserved 7 days ago
Occurred
Jun 16, 2025
Advisor changed firm
B•••••• M•••••• C•••• left M••••••••• I••••••••• S••••••• L•• for M••••••••• I••••••••• M••••••••• L•• (registered 2025-05-30)
Form ADVobserved 7 days ago
Occurred
Jan 17, 2024
Advisor changed firm
B•••••• M•••••• C•••• left P••••• I••••••••• M••••••••• L•• for M••••••••• I••••••••• S••••••• L•• (registered 2024-11-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1d43f83b-22f5-f891-3dba-a7e55e49cb28
First observed: Apr 25, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.