DFX Intelligence

H••• C•••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

H••• C•••• M••••

Advisor at M••••••

Scottsdale, AZ

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Search this name across graphsid dfx:ria:1d4ca34c-ae93-f31f-be50-19f249e60c20

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 29, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 21, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Oct 3, 2025	n/a	yes	Scottsdale, AZ	Current employment
U•••• F•••••••• P•••••••	n/a	Aug 3, 2021	Oct 21, 2025	no	SCOTTSDALE, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•••• F•••••••• P•••••••	M••••••	Oct 21, 2025	Oct 3, 2025	-18	Firm change	Other
C••••••• A••••••• N••••••• L••	U•••• F•••••••• P•••••••	Oct 27, 2021	Aug 3, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
315239:140195:AZ:2025-10-21	Oct 21, 2025	Oct 3, 2025	SCOTTSDALE, AZ	Firm change
165868:315239:AZ:2021-10-27	Oct 27, 2021	Aug 3, 2021	SCOTTSDALE, AZ	Firm change after gap

Relationships

Registered with (5)

→ M••••••Registered adviserregistration: current employment
Oct 3, 2025 to presentfactForm ADV
→ U•••• F•••••••• P•••••••Registered adviserregistration: previous registration
Aug 3, 2021 to Oct 21, 2025factForm ADV
→ C••••••• A••••••• N••••••• L••Registered adviserregistration: previous registration
Feb 8, 2018 to Oct 27, 2021factForm ADV
→ I••••••••• P••••••• L••Registered adviser

Dated events

Occurred
Oct 21, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1d4ca34c-ae93-f31f-be50-19f249e60c20
First observed: Jan 29, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.