DFX Intelligence

T••• A•••••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

T••• A•••••• S•••••••••

Advisor at W••••••••• A••••••• P••••••• L••

Berkeley Heights, NJ | WEST CHESTER, PA

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Search this name across graphsid dfx:ria:1d66c174-34a0-6c0d-92d0-749d1d9ba024

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 13, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A••••••• P••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 7, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A••••••• P••••••• L••	Bd affiliated wealth	Apr 28, 2022	n/a	yes	WEST CHESTER, PA\|Berkeley Heights, NJ	Current employment
M• H••••••• S••••••••• I•••	Bd affiliated wealth	Jul 15, 2011	May 28, 2022	no	Morristown, NJ\|PORTLAND, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M• H••••••• S••••••••• I•••	W••••••••• A••••••• P••••••• L••	May 28, 2022	Apr 28, 2022	-30	Firm change	Ibd to RIA
E••••••••• W••••• M••••••••• • C•••••••• B•••••••• L••	M• H••••••• S••••••••• I•••	Jul 6, 2012	Jul 15, 2011

Relationships

Registered with (4)

→ W••••••••• A••••••• P••••••• L••Registered adviserregistration: current employment
Apr 28, 2022 to presentfactForm ADV
→ M• H••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jul 15, 2011 to May 28, 2022factForm ADV
→ E••••••••• W••••• M••••••••• • C•••••••• B•••••••• L••Registered adviserregistration: previous registration
Apr 16, 2008 to Jul 6, 2012factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

Occurred
May 28, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1d66c174-34a0-6c0d-92d0-749d1d9ba024
First observed: May 13, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.