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Advisor at OSAIC WEALTH, INC.
NEWNAN, GA | PEACHTREE CITY, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jun 14, 2024 | n/a | yes | PEACHTREE CITY, GA|NEWNAN, GA|PEACHTREE CITY, GA | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Jul 17, 2020 | Jun 14, 2024 | no | NEWNAN, GA | Previous registration |
| INVESTACORP ADVISORY SERVICES INC | Former SEC adviser | Dec 4, 2014 | Jul 17, 2020 | no | NEWNAN, GA|NEWNAN, GA | Previous registration |
| RESOURCE HORIZONS INVESTMENT ADVISORY, INC. | Former SEC adviser | Jan 8, 2008 | Dec 31, 2014 | no | NEWNAN, GA | Previous registration |
| ESI FINANCIAL ADVISORS | Independent wealth | Apr 10, 2003 | Dec 31, 2007 | no | FAYETTEVILLE, GA|FAYETTEVILLE, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | OSAIC WEALTH, INC. | Jun 14, 2024 | Jun 14, 2024 | 0 | Bulk transfer | Ibd to ibd |
| INVESTACORP ADVISORY SERVICES INC | SECURITIES AMERICA ADVISORS, INC. | Jul 17, 2020 | Jul 17, 2020 | 0 | Bulk transfer | Ibd to ibd |
| RESOURCE HORIZONS INVESTMENT ADVISORY, INC. | INVESTACORP ADVISORY SERVICES INC | Dec 31, 2014 | Dec 4, 2014 | -27 | Firm change | Other |
| ESI FINANCIAL ADVISORS | RESOURCE HORIZONS INVESTMENT ADVISORY, INC. | Dec 31, 2007 | Jan 8, 2008 | 8 | Firm change | Other |