RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• B• G•••••••
- O•••• W•••••• I••• BD affiliated currentsince Jun 14, 2024 · Peachtree City, Ga
- S••••••••• A•••••• A•••••••• I••• formerJul 17, 2020 to Jun 14, 2024 · Newnan, Ga
- I••••••••• A••••••• S••••••• I•• formerDec 4, 2014 to Jul 17, 2020 · Newnan, Ga
- R••••••• H••••••• I••••••••• A•••••••• I••• formerJan 8, 2008 to Dec 31, 2014 · Newnan, Ga
- E•• F•••••••• A••••••• independent RIAApr 10, 2003 to Dec 31, 2007 · Fayetteville, Ga
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- I••••••••• A••••••• S••••••• I•• to S••••••••• A•••••• A•••••••• I•••left Jul 17, 2020, registered Jul 17, 2020 (0 days) · corporate re-registration, not a move
- R••••••• H••••••• I••••••••• A•••••••• I••• to I••••••••• A••••••• S••••••• I••left Dec 31, 2014, registered Dec 4, 2014 (-27 days) · Other
- E•• F•••••••• A••••••• to R••••••• H••••••• I••••••••• A•••••••• I•••left Dec 31, 2007, registered Jan 8, 2008 (8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address