DFX Intelligence

B••••• T•••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

B••••• T•••• M••••••••

Advisor at C••••• • A••••••••• I•••

Winter Haven, FL | Lakeland, FL

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Search this name across graphsid dfx:ria:1d71799b-ec0a-cfa7-0763-0b54d7d319a9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 24, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• • A••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 20, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• • A••••••••• I•••	Independent wealth	Nov 1, 2018	n/a	yes	Lakeland, FL\|Winter Haven, FL	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	May 2, 2011	Nov 21, 2018	no	VENICE, FL\|WINTER HAVEN, FL\|LAKELAND, FL\|VENICE, FL\|VENICE, FL\|PLANT CITY, FL\|WINTER HAVEN, FL\|WINTER HAVEN, FL\|LAKELAND, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	C••••• • A••••••••• I•••	Nov 21, 2018	Nov 1, 2018	-20	Firm change	Wirehouse to RIA
I••••• A••••••• S•••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	May 25, 2011

Relationships

Registered with (4)

→ C••••• • A••••••••• I•••Registered adviserregistration: current employment
Nov 1, 2018 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
May 2, 2011 to Nov 21, 2018factForm ADV
→ I••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 9, 2009 to May 25, 2011factForm ADV
→ I•••••••• C•••••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1d71799b-ec0a-cfa7-0763-0b54d7d319a9
First observed: Aug 24, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.