RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••• T•••• M••••••••
- C••••• • A••••••••• I••• independent RIA currentsince Nov 1, 2018 · Lakeland, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 2, 2011 to Nov 21, 2018 · Venice, Fl
- I••••• A••••••• S•••••••• L•• independent RIASep 9, 2009 to May 25, 2011 · Winter Haven, Fl
- I•••••••• C•••••• A••••••• formerAug 24, 2009 to Apr 20, 2011 · Winter Haven, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••• • A••••••••• I•••left Nov 21, 2018, registered Nov 1, 2018 (-20 days) · Wirehouse to independent RIA
- I••••• A••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 25, 2011, registered May 2, 2011 (-23 days) · Other
- I•••••••• C•••••• A••••••• to I••••• A••••••• S•••••••• L••left Apr 20, 2011, registered Sep 9, 2009 (-588 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address