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Advisor at NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST
ROSWELL, GA | PHILADELPHIA, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST | Asset manager | Apr 20, 2020 | n/a | yes | ROSWELL, GA|PHILADELPHIA, PA | Current employment |
| DELAWARE CAPITAL MANAGEMENT ADVISERS, INC | Former SEC adviser | Jan 13, 2010 | Apr 20, 2020 | no | PHILADELPHIA, PA | Previous registration |
| LINCOLN FINANCIAL DISTRIBUTORS, INC. | n/a | Sep 3, 2002 | Dec 31, 2009 | no | ROSWELL, GA|WAYNE, PA|GREAT FALLS, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DELAWARE CAPITAL MANAGEMENT ADVISERS, INC | NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST | Apr 20, 2020 | Apr 20, 2020 | 0 | Bulk transfer | Other |
| LINCOLN FINANCIAL DISTRIBUTORS, INC. | DELAWARE CAPITAL MANAGEMENT ADVISERS, INC | Dec 31, 2009 | Jan 13, 2010 | 13 | Firm change | Other |