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RIA / WealthAdvisor26 years in industry

Dick Paul Schulz

Advisor at FOUNDATIONS INVESTMENT ADVISORS LLC

DAMASCUS, OR | PHOENIX, AZ

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Search this name across graphsid dfx:ria:1d891d3f-c857-121a-ab6f-d2ee5ceb9b8b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 1, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOUNDATIONS INVESTMENT ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 25, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jan 25, 2000
First registration: Jan 1, 2004
Dual registered: no
Other names: DICK PAUL SCHULZ|PAUL SCHULZ|D. PAUL SCHULZ
IAPD individual key: 2088639

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FOUNDATIONS INVESTMENT ADVISORS LLC	Independent wealth	Oct 31, 2024	n/a	yes	PHOENIX, AZ\|DAMASCUS, OR	Current employment
BROOKSTONE CAPITAL MANAGEMENT LLC	Independent wealth	Mar 13, 2020	Oct 22, 2024	no	Milwaukie, OR\|WHEATON, IL\|Happy Valley, OR\|Damascus, OR	Previous registration
CL WEALTH MANAGEMENT LLC	Independent wealth	Jul 3, 2017	Apr 3, 2020	no	Milwaukie, OR\|SCHAUMBURG, IL	Previous registration
WILBANKS SECURITIES ADVISORY	Former SEC adviser	Feb 28, 2012	Jul 14, 2017	no	MILWAUKEE, OR\|OKLAHOMA CITY, OK	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 1, 2004	Feb 28, 2012	no	CLACKAMAS, OR\|MILWAUKIE, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BROOKSTONE CAPITAL MANAGEMENT LLC	FOUNDATIONS INVESTMENT ADVISORS LLC	Oct 22, 2024	Oct 31, 2024	9	Firm change	RIA to RIA
CL WEALTH MANAGEMENT LLC	BROOKSTONE CAPITAL MANAGEMENT LLC	Apr 3, 2020	Mar 13, 2020	-21	Firm change	Ibd to RIA
WILBANKS SECURITIES ADVISORY	CL WEALTH MANAGEMENT LLC	Jul 14, 2017	Jul 3, 2017	-11	Firm change	Other
LPL FINANCIAL LLC	WILBANKS SECURITIES ADVISORY	Feb 28, 2012	Feb 28, 2012	0	Firm change	Other

Relationships

Registered with (5)

→ FOUNDATIONS INVESTMENT ADVISORS LLCRegistered adviserregistration: current employment
Oct 31, 2024 to presentfactForm ADV
→ BROOKSTONE CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Mar 13, 2020 to Oct 22, 2024factForm ADV
→ CL WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Jul 3, 2017 to Apr 3, 2020factForm ADV
→ WILBANKS SECURITIES ADVISORYRegistered adviserregistration: previous registration
Feb 28, 2012 to Jul 14, 2017factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 1, 2004 to Feb 28, 2012factForm ADV

Dated events

Occurred
Oct 22, 2024
Advisor changed firm
Dick Paul Schulz left Brookstone Capital Management Llc for Foundations Investment Advisors Llc (registered 2024-10-31)
Form ADVobserved 5 days ago