DFX Intelligence

S•••••• I••••••••• P••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

S•••••• I••••••••• P••••••• L••

CRD 161295

LONDON

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Search this name across graphsid dfx:ria:1d935b5a-5bee-f91a-6c72-58ba9066a56c

Data as of Jun 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 38
Dated events: 36
On other graphs: 0
Observed: Oct 26, 2012 to Jun 26, 2026
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.3B••• Locked
Discretionary RAUM: $2.3B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 64

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S•••••• N••••••• M••••• F•••	Hedge Fund	$610M	Jun 26, 2026	24	Jul 3, 2013	reported	021-203079
S•••••• I• F••• • S••• S••••••••• P•••••••• S•• • T•••	Hedge Fund	$235M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• A• H••••••• L••••••	G•••••• PARTNER	F	yes	06/2012	Jun 28, 2022	Jun 28, 2024
B•••••••• A• H••••••• L••••••	G•••••• PARTNER	F	yes	06/2012	Jun 28, 2022	Jun 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F•••• R• L••	n/a	n/a	n/a	N	no	n/a
O••• R• L••	n/a	n/a	n/a	N	no	n/a
S•••••• B•••••• S•• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.3B	$3.3B	-31.1%	$4.3B	-19.0%	64	47	0	0

Relationships

Advises (15)

→ S•••••• I• F••• • S••• S••••••••• P•••••••• S•• • T•••Private fundHedge Fund, IA
Jul 3, 2013 to presentfactForm ADV
→ S•••••• N••••••• M••••• F•••Private fundHedge Fund, IA
Jul 3, 2013 to presentfactForm ADV
→ S•••••• O••••••••• M••••• F•••Private fundHedge Fund, IA
Jul 3, 2013 to presentfactForm ADV
→ S•••••• E•••• M••••• F•••

Dated events

Occurred
Jun 26, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$-560M
Occurred
Jun 26, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Jun 26, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Jun 26, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1d935b5a-5bee-f91a-6c72-58ba9066a56c
First observed: Oct 26, 2012
Last observed: Jun 26, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (17)

← N•••••• V•••••• ••••OwnerPARTNER/CEO, ownership code NA, individual
Oct 26, 2012 to Jun 28, 2024factForm ADV
← B••••••••• E••••••• S••••• M•••••••OwnerOWNER, ownership code E, individual
Jul 3, 2013 to Jun 28, 2024factForm ADV
← G••••••••• D•••••OwnerL•••••• PARTNER, ownership code C, individual
Jul 3, 2013 to Jun 28, 2024factForm ADV
← F•••• J•••••••• J•••••OwnerG•••••• COUNSEL, ownership code NA, individual
Dec 21, 2018 to Jun 28, 2024factForm ADV
← M•••••• P•••• G••••••OwnerCHIEF OPERATING OFFICER & CHIEF RISK OFFICER, ownership code NA, individual
Dec 21, 2018 to Jun 28, 2024factForm ADV
← B•••••• P••••• G••••• C••••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 8, 2020 to Jun 28, 2024factForm ADV
← B•••••••• A• H••••••• L••••••OwnerG•••••• PARTNER, ownership code F, foreign entity
Jun 28, 2022 to Jun 28, 2024factForm ADV
← B•••••••• G• L••••••OwnerG•••••• PARTNER, ownership code F, foreign entity
Jun 28, 2022 to Jun 28, 2024factForm ADV
← B•••••••• G•••• H••••••• S•OwnerOWNER, ownership code E, foreign entity
Jun 28, 2022 to Jun 28, 2024factForm ADV
← B•••••••• H••••••• ••••••••• S•OwnerOWNER, ownership code E, foreign entity
Jun 28, 2022 to Jun 28, 2024factForm ADV
← B••••••••• P••••••• L••OwnerOWNER, ownership code F, foreign entity
Jun 29, 2021 to Jun 28, 2024factForm ADV
← L••••••• L•OwnerL•••••• PARTNER, ownership code E, foreign entity
Oct 26, 2012 to Jun 28, 2024factForm ADV
← N••••••• C•••••• ••••••• L•OwnerL•••••• PARTNER, ownership code E, foreign entity
Sep 24, 2015 to Jun 28, 2024factForm ADV
← N••••••• I••••• L•OwnerL•••••• PARTNER, ownership code E, foreign entity
Jun 30, 2017 to Jun 28, 2024factForm ADV
← N••••••• J••••• H••••••• L•OwnerOWNER, ownership code E, foreign entity
Oct 26, 2012 to Jun 28, 2024factForm ADV
← N••••••• S•••••• H••••••• L••••••OwnerCORPORATE PARTNER, ownership code NA, foreign entity
Oct 26, 2012 to Jun 28, 2024factForm ADV
← N••••••• U• M••••••••• H••••••• L••••••OwnerCORPORATE PARTNER, ownership code E, foreign entity
Oct 26, 2012 to Jun 28, 2024factForm ADV