DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••••• I••••••••• P••••••• L••
Latest filing Jun 26, 2026
First filing on the tape Oct 26, 2012 · 29 filings
SEC status approved since Nov 16, 2012
RAUM
$2.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
64
19 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$2.3B as of Jun 26, 2026
Jul 3, 2013$1.4B then
HNW client RAUM$0 as of Jun 26, 2026
Jun 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Jun 26, 2026
Jul 3, 20130 then
Employees (5.A)64 as of Jun 26, 2026
Jul 3, 201325 then
Private funds4 as of Jun 26, 2026
Jul 3, 20136 then
RAUM -31% over the last fiscal year-19% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $127MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.3B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 18reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
15 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- B•••••• P••••• G••••• C•••••• · Chief Compliance Officercontrolsince 06/2020 · owns less than 5%
- F•••• J•••••••• J••••• · G•••••• Counselcontrolsince 09/2018 · owns less than 5%
- M•••••• P•••• G•••••• · Chief Operating Officer & Chief Risk Officercontrolsince 09/2018 · owns less than 5%
- N•••••• V•••••• •••• · Partner/Ceocontrolsince 10/2005 · owns less than 5%
- B••••••••• E••••••• S••••• M••••••• · Ownercontrolsince 08/2023 · owns 75% or more of B•••••••• G•••• H••••••• S•
- B••••••••• E••••••• S••••• M••••••• · L•••••• Partnercontrolsince 01/2011 · owns 50% to 75% of L••••••• L•
- B••••••••• E••••••• S••••• M••••••• · Ownercontrolsince 08/2023 · owns 75% or more of B••••••••• P••••••• L••
- G••••••••• D••••• · L•••••• Partnercontrolsince 01/2011 · owns 25% to 50% of L••••••• L•
Entity owners
- N••••••• S•••••• H••••••• L•••••• · Corporate Partnerdirect · owns less than 5%
- N••••••• U• M••••••••• H••••••• L•••••• · Corporate Partnerdirect · owns 75% or more
- B•••••••• A• H••••••• L•••••• · G•••••• Partnerindirect · owns F of N••••••• J••••• H••••••• L•
- B•••••••• A• H••••••• L•••••• · G•••••• Partnerindirect · owns F of N••••••• C•••••• ••••••• L•
- B•••••••• G• L•••••• · G•••••• Partnerindirect · owns F of N••••••• I••••• L•
- B•••••••• G•••• H••••••• S• · Ownerindirect · owns 75% or more of B•••••••• H••••••• ••••••••• S•
- B•••••••• H••••••• ••••••••• S• · Ownerindirect · owns 75% or more of B•••••••• A• H••••••• L••••••
- B•••••••• H••••••• ••••••••• S• · Ownerindirect · owns 75% or more of B•••••••• G• L••••••
- B••••••••• P••••••• L•• · Ownerindirect · owns F of L• ••• L••
- L••••••• L• · L•••••• Partnerindirect · owns 75% or more of N••••••• I••••• L•
- L• ••• L•• · G•••••• Partnerindirect · owns F of L••••••• L•
- N••••••• C•••••• ••••••• L• · L•••••• Partnerindirect · owns 75% or more of N••••••• J••••• H••••••• L•
- N••••••• I••••• L• · L•••••• Partnerindirect · owns 75% or more of N••••••• C•••••• ••••••• L•
- N••••••• J••••• H••••••• L• · Ownerindirect · owns 75% or more of N••••••• S•••••• H••••••• L••••••
- N••••••• J••••• H••••••• L• · Ownerindirect · owns 75% or more of N••••••• U• M••••••••• H••••••• L••••••
Related persons
Schedule D 7.A
- F•••• R• L••real estaten
- O••• R• L••real estaten
- S•••••• B•••••• S•• L••pooled vehicle sponsorn
- S•••••• G•••••• P•••••• L•••pooled vehicle sponsorn
- S•••••• I•• M••••••••• L••real estaten
- S•••••• I••••••••• P••••••• L•••pooled vehicle sponsorn
- S•••••• I••••••••• •••••• L••••••investment advisern
- S•••••• R• I• L••real estaten
- S•••••• R• I• L••real estaten
- S•••••• R• I•• L••real estaten
- S•••••• R• I• L••real estaten
- S•••••• R• I• L••real estaten
- S•••••• R• V• L••real estaten
- S•••••• R• V• L••real estaten
- S•••••• R• V•• L••real estaten
- S•••••• R• V••• L••real estaten
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 20 to 18Feb 6, 2026 to Jun 26, 2026
- Pooled vehicle clients · 20 to 18Feb 6, 2026 to Jun 26, 2026
- Employees · 60 to 64Feb 6, 2026 to Jun 26, 2026
- Private funds · 6 to 4Feb 6, 2026 to Jun 26, 2026
- Discretionary RAUM · $2.9B to $2.3BFeb 6, 2026 to Jun 26, 2026
- Pooled vehicle RAUM · $2.9B to $2.3BFeb 6, 2026 to Jun 26, 2026
- RAUM · $2.9B to $2.3BFeb 6, 2026 to Jun 26, 2026
- Accounts · 32 to 20Jun 19, 2025 to Feb 6, 2026
- Advisory employees · 23 to 19Jun 19, 2025 to Feb 6, 2026
- Pooled vehicle clients · 32 to 20Jun 19, 2025 to Feb 6, 2026
- Employees · 61 to 60Jun 19, 2025 to Feb 6, 2026
- Private funds · 8 to 6Jun 19, 2025 to Feb 6, 2026
- Discretionary RAUM · $2.9B to $2.9BJun 19, 2025 to Feb 6, 2026
- Pooled vehicle RAUM · $2.9B to $2.9BJun 19, 2025 to Feb 6, 2026
- RAUM · $2.9B to $2.9BJun 19, 2025 to Feb 6, 2026
- Accounts · 34 to 32Jun 28, 2024 to Jun 19, 2025
- Advisory employees · 17 to 23Jun 28, 2024 to Jun 19, 2025
- Pooled vehicle clients · 34 to 32Jun 28, 2024 to Jun 19, 2025
- Employees · 47 to 61Jun 28, 2024 to Jun 19, 2025
- Financial planning clients · unset to Jun 28, 2024 to Jun 19, 2025
- HQ state · unset to Jun 28, 2024 to Jun 19, 2025
- Private funds · 9 to 8Jun 28, 2024 to Jun 19, 2025
- Discretionary RAUM · $3.3B to $2.9BJun 28, 2024 to Jun 19, 2025
- Pooled vehicle RAUM · $3.3B to $2.9BJun 28, 2024 to Jun 19, 2025
- RAUM · $3.3B to $2.9BJun 28, 2024 to Jun 19, 2025
- Accounts · 38 to 34Jun 19, 2023 to Jun 28, 2024
- Advisory employees · 22 to 17Jun 19, 2023 to Jun 28, 2024
- BD registered reps · 1 to 0Jun 19, 2023 to Jun 28, 2024
- Pooled vehicle clients · 38 to 34Jun 19, 2023 to Jun 28, 2024
- Employees · 46 to 47Jun 19, 2023 to Jun 28, 2024
- Discretionary RAUM · $3.7B to $3.3BJun 19, 2023 to Jun 28, 2024
- Pooled vehicle RAUM · $3.7B to $3.3BJun 19, 2023 to Jun 28, 2024
- RAUM · $3.7B to $3.3BJun 19, 2023 to Jun 28, 2024
- Related bank · true to falseJun 19, 2023 to Jun 28, 2024
- Related broker-dealer · true to falseJun 19, 2023 to Jun 28, 2024
- Accounts · 31 to 38Sep 14, 2022 to Jun 19, 2023
- Advisory employees · 27 to 22Sep 14, 2022 to Jun 19, 2023
- BD registered reps · 2 to 1Sep 14, 2022 to Jun 19, 2023
- Pooled vehicle clients · 31 to 38Sep 14, 2022 to Jun 19, 2023
- Employees · 53 to 46Sep 14, 2022 to Jun 19, 2023
Signals
5 dated events
- (Nmn) Espen Nordhus (Partner/Executive Chairman) no longer on Schedule A of S•••••• I••••••••• P••••••• L•• (listed 2021-06-29, absent 2022-06-28)Jun 28, 2022 · Control person left · inference
- G••••• C•••••• P•••• B••••• (Chief Compliance Officer) appeared on Schedule A of S•••••• I••••••••• P••••••• L••Jun 8, 2020 · Control person joined · fact
- Rob Alexis Procter (Partner) no longer on Schedule A of S•••••• I••••••••• P••••••• L•• (listed 2018-12-21, absent 2019-06-28)Jun 28, 2019 · Control person left · inference
- S•••••• I••••••••• P••••••• L•• reported RAUM $6.3B, up 42% from $4.4B (2017-07-14 to 2018-06-29)Jun 29, 2018 · RAUM change · derived
- S•••••• I••••••••• P••••••• L•• filed its initial SEC registration (Form ADV)Oct 26, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/securis-investment-partners-llpreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- uk.linkedin.com/company/twelve-securisreportedpublic record, Form ADV, Sep 18, 2026
- Website
- twelvesecuris.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 44 020 7847 3700reportedpublic record, Form ADV, Jun 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026