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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

David Allan Dietzler

Advisor at CHARLES SCHWAB & CO., INC.

Vancouver, WA

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Search this name across graphsid dfx:ria:1da878bd-13d2-2ff9-16a1-434e546371f3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 30, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S66|S63
First exam: Dec 30, 2004
First registration: Jan 1, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 4038377

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	May 23, 2022	n/a	yes	Vancouver, WA	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Mar 7, 2022	Sep 7, 2023	no	Portland, OR\|Vancouver, WA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Mar 7, 2022	Oct 14, 2022	no	Portland, OR\|Vancouver, WA\|Lynnwood, WA\|OMAHA, NE	Previous registration
MANULIFE INVESTMENT MANAGEMENT (US) LLC	Asset manager	Oct 13, 2006	Apr 26, 2007	no	BOSTON, MA	Previous registration
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	Asset manager	Oct 13, 2006	Apr 25, 2007	no	BOSTON, MA	Previous registration
CURIAN CAPITAL, LLC	Former SEC adviser	Jan 1, 2005	Aug 14, 2006	no	DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CHARLES SCHWAB & CO., INC.	Sep 7, 2023	May 23, 2022	-472	Bulk transfer	RIA to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 14, 2022	Mar 7, 2022	-221	Bulk transfer	Other
MANULIFE INVESTMENT MANAGEMENT (US) LLC	TD AMERITRADE, INC.	Apr 26, 2007	Mar 7, 2022	5,429	Firm change after gap	Other
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	MANULIFE INVESTMENT MANAGEMENT (US) LLC	Apr 25, 2007	Oct 13, 2006	-194	Firm change after gap	Other
CURIAN CAPITAL, LLC	JOHN HANCOCK INVESTMENT MANAGEMENT LLC	Aug 14, 2006	Oct 13, 2006	60	Firm change	Other

Relationships

Registered with (6)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
May 23, 2022 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 7, 2022 to Sep 7, 2023factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Mar 7, 2022 to Oct 14, 2022factForm ADV
→ MANULIFE INVESTMENT MANAGEMENT (US) LLCRegistered adviserregistration: previous registration
Oct 13, 2006 to Apr 26, 2007factForm ADV
→ JOHN HANCOCK INVESTMENT MANAGEMENT LLCRegistered adviserregistration: previous registration
Oct 13, 2006 to Apr 25, 2007factForm ADV
→ CURIAN CAPITAL, LLCRegistered adviserregistration: previous registration
Jan 1, 2005 to Aug 14, 2006factForm ADV

Dated events

No dated event names this entity yet.