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RIA / WealthAdvisor26 years in industry

SEAN PATRICK HESCH

Advisor at NEWEDGE ADVISORS

Cleveland, OH | NEW ORLEANS, LA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Jul 26, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NEWEDGE ADVISORS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 26, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Mar 31, 2003
First registration: Jul 26, 2000
Dual registered: no
Other names: SEAN PATRICK HESCH
IAPD individual key: 4051241

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NEWEDGE ADVISORS	Bd affiliated wealth	Nov 1, 2021	n/a	yes	Cleveland, OH\|NEW ORLEANS, LA	Current employment
MID ATLANTIC FINANCIAL MANAGEMENT, INC.	Former SEC adviser	Jan 16, 2019	Nov 1, 2021	no	INDEPENDENCE, OH\|PITTSBURGH, PA	Previous registration
KMC WEALTH MANAGEMENT, LLC	State registered	Sep 18, 2017	Jan 15, 2019	no	SEVEN HILLS, OH\|SAN ANTONIO, TX\|SEVEN HILLS, OH	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Mar 7, 2014	Sep 19, 2017	no	CLEVELAND, OH	Previous registration
STRATOS WEALTH PARTNERS, LTD	Bd affiliated wealth	Aug 13, 2010	Mar 11, 2014	no	BEACHWOOD, OH	Previous registration
OWNERSHIP ADVISORS, INC.	n/a	May 8, 2007	Mar 24, 2009	no	CLEVELAND, OH	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 27, 2007	Dec 31, 2010	no	BEACHWOOD, OH\|CLEVELAND, OH	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Jan 26, 2005	Mar 30, 2007	no	CLEVELAND, OH\|NOVELTY, OH	Previous registration
OSAIC FA, INC.	Former SEC adviser	Jul 26, 2000	Jan 27, 2005	no	CLEVELAND, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MID ATLANTIC FINANCIAL MANAGEMENT, INC.	NEWEDGE ADVISORS	Nov 1, 2021	Nov 1, 2021	0	Bulk transfer	Ibd to ibd
KMC WEALTH MANAGEMENT, LLC	MID ATLANTIC FINANCIAL MANAGEMENT, INC.	Jan 15, 2019	Jan 16, 2019	1	Firm change	Other
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	KMC WEALTH MANAGEMENT, LLC	Sep 19, 2017	Sep 18, 2017	-1	Firm change	Other
STRATOS WEALTH PARTNERS, LTD	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Mar 11, 2014	Mar 7, 2014	-4	Firm change	Other
LPL FINANCIAL LLC	OWNERSHIP ADVISORS, INC.	Dec 31, 2010	May 8, 2007	-1,333	Firm change after gap	Other
OWNERSHIP ADVISORS, INC.	STRATOS WEALTH PARTNERS, LTD	Mar 24, 2009	Aug 13, 2010	507	Firm change after gap	Other
NFP ADVISOR SERVICES, LLC	LPL FINANCIAL LLC	Mar 30, 2007	Apr 27, 2007	28	Firm change	Other
OSAIC FA, INC.	NFP ADVISOR SERVICES, LLC	Jan 27, 2005	Jan 26, 2005	-1	Firm change	Other

Relationships

Registered with (9)

→ NEWEDGE ADVISORSRegistered adviserregistration: current employment
Nov 1, 2021 to presentfactForm ADV
→ MID ATLANTIC FINANCIAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Jan 16, 2019 to Nov 1, 2021factForm ADV
→ KMC WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 18, 2017 to Jan 15, 2019factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Mar 7, 2014 to Sep 19, 2017factForm ADV
→ STRATOS WEALTH PARTNERS, LTDRegistered adviserregistration: previous registration
Aug 13, 2010 to Mar 11, 2014factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 27, 2007 to Dec 31, 2010factForm ADV
→ OWNERSHIP ADVISORS, INC.Registered adviserregistration: previous registration
May 8, 2007 to Mar 24, 2009factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Jan 26, 2005 to Mar 30, 2007factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Jul 26, 2000 to Jan 27, 2005factForm ADV

Dated events

No dated event names this entity yet.