RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- N•••••• A••••••• BD affiliated currentsince Nov 1, 2021 · Cleveland, Oh
- M•• A••••••• F•••••••• M••••••••• I••• formerJan 16, 2019 to Nov 1, 2021 · Independence, Oh
- K•• W••••• M••••••••• L•• state registeredSep 18, 2017 to Jan 15, 2019 · Seven Hills, Oh
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedMar 7, 2014 to Sep 19, 2017 · Cleveland, Oh
- S•••••• W••••• P•••••••• L•• BD affiliatedAug 13, 2010 to Mar 11, 2014 · Beachwood, Oh
- O•••••••• A•••••••• I••• unclassifiedMay 8, 2007 to Mar 24, 2009 · Cleveland, Oh
- L•• F•••••••• L•• BD affiliatedApr 27, 2007 to Dec 31, 2010 · Beachwood, Oh
- N•• A•••••• S•••••••• L•• formerJan 26, 2005 to Mar 30, 2007 · Cleveland, Oh
- O•••• F•• I••• formerJul 26, 2000 to Jan 27, 2005 · Cleveland, Oh
- M•• A••••••• F•••••••• M••••••••• I••• to N•••••• A•••••••left Nov 1, 2021, registered Nov 1, 2021 (0 days) · corporate re-registration, not a move
- K•• W••••• M••••••••• L•• to M•• A••••••• F•••••••• M••••••••• I•••left Jan 15, 2019, registered Jan 16, 2019 (1 days) · Other
- C•••••••• I••••••••• R••••••• A•••••••• I••• to K•• W••••• M••••••••• L••left Sep 19, 2017, registered Sep 18, 2017 (-1 days) · Other
- S•••••• W••••• P•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 11, 2014, registered Mar 7, 2014 (-4 days) · Other
- L•• F•••••••• L•• to O•••••••• A•••••••• I•••left Dec 31, 2010, registered May 8, 2007 (-1333 days) · Other
- O•••••••• A•••••••• I••• to S•••••• W••••• P•••••••• L••left Mar 24, 2009, registered Aug 13, 2010 (507 days) · Other
- N•• A•••••• S•••••••• L•• to L•• F•••••••• L••left Mar 30, 2007, registered Apr 27, 2007 (28 days) · Other
- O•••• F•• I••• to N•• A•••••• S•••••••• L••left Jan 27, 2005, registered Jan 26, 2005 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address