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Advisor at MORA CAPITAL MANAGEMENT, LLC
MIAMI, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORA CAPITAL MANAGEMENT, LLC | Independent wealth | Aug 13, 2020 | n/a | yes | MIAMI, FL | Current employment |
| EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP. | Mixed wealth | Oct 14, 2019 | Jan 28, 2021 | no | MIAMI, FL | Previous registration |
| EFG CAPITAL ADVISORS INC. | Former SEC adviser | Apr 29, 2014 | Feb 22, 2019 | no | MIAMI, FL | Previous registration |
| BRICKELL GLOBAL ADVISORY, INC. | n/a | Jun 20, 2012 | Apr 17, 2013 | no | MIAMI, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP. | MORA CAPITAL MANAGEMENT, LLC | Jan 28, 2021 | Aug 13, 2020 | -168 | Firm change after gap | RIA to RIA |
| EFG CAPITAL ADVISORS INC. | EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP. | Feb 22, 2019 | Oct 14, 2019 | 234 | Firm change | RIA to RIA |
| BRICKELL GLOBAL ADVISORY, INC. | EFG CAPITAL ADVISORS INC. | Apr 17, 2013 | Apr 29, 2014 | 377 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 158905:112221:FL:2021-01-28 | Jan 28, 2021 | Aug 13, 2020 | MIAMI, FL | Firm change after gap |
| 112224:158905:FL:2019-02-22 | Feb 22, 2019 | Oct 14, 2019 | MIAMI, FL | Firm change |