RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••• H••••• G••••• E•••••
- M••• C•••••• M••••••••• L•• independent RIA currentsince Aug 13, 2020 · Miami, Fl
- E•• P•••••• W••••• M••••••••• ••••••••• C•••• mixed wealthOct 14, 2019 to Jan 28, 2021 · Miami, Fl
- E•• C•••••• A••••••• I••• formerApr 29, 2014 to Feb 22, 2019 · Miami, Fl
- B••••••• G••••• A•••••••• I••• unclassifiedJun 20, 2012 to Apr 17, 2013 · Miami, Fl
- E•• P•••••• W••••• M••••••••• ••••••••• C•••• to M••• C•••••• M••••••••• L••left Jan 28, 2021, registered Aug 13, 2020 (-168 days) · RIA to RIA · moved with a team
- E•• C•••••• A••••••• I••• to E•• P•••••• W••••• M••••••••• ••••••••• C••••left Feb 22, 2019, registered Oct 14, 2019 (234 days) · RIA to RIA · moved with a team
- B••••••• G••••• A•••••••• I••• to E•• C•••••• A••••••• I•••left Apr 17, 2013, registered Apr 29, 2014 (377 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address