DFX Intelligence

J••• S•••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

J••• S•••• M••••••

Advisor at P••••••• F•••••••• A•••••••• L••

EVANSVILLE, IN

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Search this name across graphsid dfx:ria:1dd5b756-239b-b03f-ad6d-547d30d62356

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 2, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 30, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• F•••••••• A•••••••• L••	Independent wealth	Jun 28, 2018	n/a	yes	EVANSVILLE, IN	Current employment
F•• A•••••••• I•••	Asset manager	Nov 20, 2015	Jun 28, 2018	no	Evansville, IN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•• A•••••••• I•••	P••••••• F•••••••• A•••••••• L••	Jun 28, 2018	Jun 28, 2018	0	Firm change	Other
F•••• T•••• S••••••••• I•••	F•• A•••••••• I•••	Nov 9, 2015	Nov 20, 2015

Relationships

Registered with (6)

→ P••••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Jun 28, 2018 to presentfactForm ADV
→ F•• A•••••••• I•••Registered adviserregistration: previous registration
Nov 20, 2015 to Jun 28, 2018factForm ADV
→ F•••• T•••• S••••••••• I•••Registered adviserregistration: previous registration
Oct 27, 2014 to Nov 9, 2015factForm ADV
→ L•• F•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1dd5b756-239b-b03f-ad6d-547d30d62356
First observed: Feb 2, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.