DFX Intelligence

P••••••• F•••••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

P••••••• F•••••••• A•••••••• L••

CRD 156369

EVANSVILLE, IN

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Search this name across graphsid dfx:ria:21a91571-40db-c4f6-c1b8-fd8eda186805

Data as of Jun 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 26
Dated events: 0
On other graphs: 1
Observed: Mar 30, 2012 to Jun 11, 2026
42 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand; an owner is a different entity, resolved from Schedule A/B

Private Equityidentity

P••••••• F•••••••• A•••••••• L••

Intermediary · shared crd

Private Equityowner

C••• F•••••••• C••••••••• L•••

owned by this fund per Schedule A/B (the fund is on its sponsor's Form ADV) · confidence 90% · family precision 100%

Private Equityowner

C••••••• D••••••• • R••• F••• X••• L•••

owned by this fund per Schedule A/B (the fund is on its sponsor's Form ADV) · confidence 90% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.84 fund_share=0.0 institutional_share=0.1 related_bd=true related_bank=true bd_reps=0.0 bank_owner=false
Regulatory AUM: $1.3B••• Locked
Discretionary RAUM: $1.3B
Private client RAUM: $1.1Bderived••• Locked
Private client share: 84%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $159M

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T•••• F••• B••••••	n/a	EVANSVILLE, IN	15	15	n/a	no
M••• V••••• P•••••••	Certified Financial Planner	VERO BEACH, FL	14	32

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•••• O••••••••• L••	MEMBER (MANAGER)	E	yes	12/2010	Jun 11, 2026	Jun 11, 2026
G•••••• B••••• J••	SENIOR VICE PRESIDENT/CIO	Na	yes	12/2010	Jun 11, 2026	Jun 11, 2026

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.3B	$1.1B	14.6%	$867M	13.7%	11	12	1	1

Relationships

Registered with (8)

← S••• E••••• C•••••Advisorregistration: current employment
Jun 18, 2026 to presentfactForm ADV
← A•••••• D• V••••••Advisorregistration: current employment
Apr 21, 2022 to presentfactForm ADV
← A••••• L• V••••••Advisorregistration: current employment
Jul 16, 2020 to presentfactForm ADV
← J••• S•••• M••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:21a91571-40db-c4f6-c1b8-fd8eda186805
First observed: Mar 30, 2012
Last observed: Jun 11, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (13)

← V••••••• M••••••• E•••••OwnerSENIOR VICE PRESIDENT, ownership code NA, individual
Mar 30, 2012 to Sep 18, 2024factForm ADV
← P•••••••• M•••• V•••••OwnerPRESIDENT, CEO & CIO, ownership code NA, individual
Mar 30, 2012 to Sep 18, 2024factForm ADV
← G•••••• B••••• J••OwnerSENIOR VICE PRESIDENT, ownership code NA, individual
Mar 30, 2012 to Sep 18, 2024factForm ADV
← B••••••• T••••• F•••OwnerCCO, CFO & COO, ownership code NA, individual
Mar 30, 2012 to Sep 18, 2024factForm ADV
← C••• F•••••••• C••••••••• L•••OwnerPARTNER, ownership code C, foreign entity
Sep 13, 2023 to Sep 18, 2024factForm ADV
← C••• F•••••••• H•••••••• L•••OwnerPARTNER, ownership code D, domestic entity
Sep 13, 2023 to Sep 18, 2024factForm ADV
← C••••••• D••••••• • R••• F••• X••• L•••OwnerPARTNER, ownership code D, foreign entity
Sep 13, 2023 to Sep 18, 2024factForm ADV
← F•••••••• F•• A••••••••• L••OwnerSHAREHOLDER, CLASS A COMMON STOCK, ownership code E, domestic entity
Sep 13, 2023 to Sep 18, 2024factForm ADV
← F•••••••• F•• I••••••••• H•••••••• L••OwnerMEMBER, ownership code E, domestic entity
Sep 13, 2023 to Sep 18, 2024factForm ADV
← F•••••••• F•• P•••••• I•••OwnerMEMBER, ownership code E, domestic entity
Sep 13, 2023 to Sep 18, 2024factForm ADV
← F•••••••• F•• U••••••• H•••••••• L•OwnerSHAREHOLDER, ownership code E, domestic entity
Sep 13, 2023 to Sep 18, 2024factForm ADV
← F•••• F•••••••• P•••••••• L••OwnerMEMBER, ownership code E, domestic entity
Mar 30, 2012 to Sep 18, 2024factForm ADV
← F•••• O••••••••• L••OwnerMEMBER (MANAGER), ownership code E, domestic entity
Mar 30, 2012 to Sep 18, 2024factForm ADV