RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• S•••• M••••••
- P••••••• F•••••••• A•••••••• L•• independent RIA currentsince Jun 28, 2018 · Evansville, In
- F•• A•••••••• I••• asset managerNov 20, 2015 to Jun 28, 2018 · Evansville, In
- F•••• T•••• S••••••••• I••• BD affiliatedOct 27, 2014 to Nov 9, 2015 · Evansville, In
- L•• F•••••••• L•• BD affiliatedApr 10, 2014 to Oct 24, 2014 · Evansville, In
- B••• I••••••••• S•••••••• I••• formerApr 14, 2011 to Mar 12, 2014 · Charlotte, Nc
- I••••• F•••••••• C••••••••• formerFeb 2, 2006 to Apr 20, 2009 · Evansville, In
- F•• A•••••••• I••• to P••••••• F•••••••• A•••••••• L••left Jun 28, 2018, registered Jun 28, 2018 (0 days) · Other
- F•••• T•••• S••••••••• I••• to F•• A•••••••• I•••left Nov 9, 2015, registered Nov 20, 2015 (11 days) · Other
- L•• F•••••••• L•• to F•••• T•••• S••••••••• I•••left Oct 24, 2014, registered Oct 27, 2014 (3 days) · Other
- B••• I••••••••• S•••••••• I••• to L•• F•••••••• L••left Mar 12, 2014, registered Apr 10, 2014 (29 days) · Other
- I••••• F•••••••• C••••••••• to B••• I••••••••• S•••••••• I•••left Apr 20, 2009, registered Apr 14, 2011 (724 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address