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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

THE MUTUAL FUND STORE

TMFS-BATON ROUGE, LLC, CRD 139865

BATON ROUGE, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1dd6a04f-44ef-da02-36be-5cf11f3355ed

Data as of Apr 10, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Feb 6, 2012 to Apr 10, 2012
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $40.8MItem 5.F on the latest filing (2012-04-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $40.8M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 243
SEC number: 801-70542
CRD: 139865
Filings on the tape: 5
First filed: Feb 6, 2012
Latest filed: Apr 10, 2012
Organised: Limited Liability Company, Louisiana

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BENTZ, JON, PETER	MANAGING MEMBER	C	yes	01/2006	Feb 6, 2012	Apr 10, 2012
BRAUDIS, RAYMOND, EVERETT	Member	C	yes	01/2006	Feb 6, 2012	Apr 10, 2012
BROWN, NELSON, PAGE	MANAGING MEMBER / INVESTMENT ADVISOR / CHIEF COMPLIANCE OFFICER	Na	yes	12/2006	Feb 6, 2012	Apr 10, 2012
WHITE, CAROL, ANN	Member	B	yes	01/2006	Feb 6, 2012	Apr 10, 2012
BOLD, LAWRENCE, ROBERT	Member	B	no	01/2006	Feb 6, 2012	Apr 10, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TMFS-LAS VEGAS, LLC	n/a	Former SEC adviser	$118M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Feb 6, 2012	$40.8M	$40.8M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$40.8M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Affiliated with (3)

← THE MUTUAL FUND STORERegistered adviserother investment adviser
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV

Controls (4)

← BENTZ, JON, PETEROwnerMANAGING MEMBER, ownership code C, individual
Feb 6, 2012 to presentfactForm ADV
← BROWN, NELSON, PAGEOwnerMANAGING MEMBER / INVESTMENT ADVISOR / CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 6, 2012 to presentfactForm ADV
← BRAUDIS, RAYMOND, EVERETTOwnerMEMBER, ownership code C, individual
Feb 6, 2012 to presentfactForm ADV
← WHITE, CAROL, ANNOwnerMEMBER, ownership code B, individual
Feb 6, 2012 to presentfactForm ADV

Owns (1)

← BOLD, LAWRENCE, ROBERTOwnerMEMBER, ownership code B, individual
Feb 6, 2012 to presentfactForm ADV

Registered with (2)

← NELSON PAGE BROWNAdvisorregistration: previous registration
Dec 4, 2006 to Dec 23, 2015factForm ADV
← DAVID GUYTON SIMPSONAdvisorregistration: previous registration
Apr 3, 2006 to Sep 12, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1dd6a04f-44ef-da02-36be-5cf11f3355ed
First observed: Feb 6, 2012
Last observed: Apr 10, 2012 175 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THE MUTUAL FUND STORE

TMFS-BATON ROUGE, LLC, CRD 139865

BATON ROUGE, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1dd6a04f-44ef-da02-36be-5cf11f3355ed

Data as of Apr 10, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:01 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BENTZ, JON, PETER

MANAGING MEMBER

yes

01/2006

Feb 6, 2012

Apr 10, 2012

BRAUDIS, RAYMOND, EVERETT

Member

yes

01/2006

Feb 6, 2012

Apr 10, 2012

BROWN, NELSON, PAGE

MANAGING MEMBER / INVESTMENT ADVISOR / CHIEF COMPLIANCE OFFICER

yes

12/2006

Feb 6, 2012

Apr 10, 2012

WHITE, CAROL, ANN

Member

yes

01/2006

Feb 6, 2012

Apr 10, 2012

BOLD, LAWRENCE, ROBERT

Member

01/2006

Feb 6, 2012

Apr 10, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TMFS-LAS VEGAS, LLC

n/a

Former SEC adviser

$118M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Feb 6, 2012

$40.8M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$40.8M

n/a