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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

THE MUTUAL FUND STORE

TMFS-PHILADELPHIA II, LLC, CRD 141688

CHERRY HILL, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0db30807-26eb-4434-864e-e248d62fd053

Data as of Jun 26, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 0
On other graphs: 0
Observed: Jan 3, 2012 to Jun 26, 2012
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $56.0MItem 5.F on the latest filing (2012-06-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $56.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 597
SEC number: 801-70900
CRD: 141688
Filings on the tape: 5
First filed: Jan 3, 2012
Latest filed: Jun 26, 2012
Organised: Limited Liability Company, New Jersey

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BLACK, JASON, MICHAEL	MANAGING MEMBER	Na	yes	01/2006	Jan 3, 2012	Jun 26, 2012
CICALI, STEPHEN, JOSEPH	CHIEF COMPLIANCE OFFICER, MANAGING PARTNER, INVESTMENT ADVISOR	Na	yes	09/2006	Jan 3, 2012	Jun 26, 2012
KROL, STEPHEN, MATTHEW	MANAGING MEMBER	Na	yes	01/2006	Jan 3, 2012	Jun 26, 2012
TMFS PHILADELPHIA, LLC	PARENT LLC	E	yes	09/2006	Jan 3, 2012	Jun 26, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TMFS-PHILADELPHIA I, LLC	n/a	Former SEC adviser	$146M	N	no	n/a
TMFS-CHARLOTTE, LLC	n/a	Former SEC adviser	$136M	N	no	n/a
TMFS-LAS VEGAS, LLC	n/a	Former SEC adviser	$118M	N	no	n/a
TMFS-PITTSBURGH I, LLC	n/a	Former SEC adviser	$105M	N	no	n/a
TMFS-BATON ROUGE, LLC	n/a	Former SEC adviser	$40.8M	N	no	n/a
TMFS-HARRISBURG, LLC	n/a	Former SEC adviser	$36.3M	N	no	n/a
TMFS CAPITAL PARTNERS LLC	n/a	n/a	n/a	N	no	n/a
TMFS-PROVIDENCE, LLC	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 21, 2012	$56.0M	$56.0M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$56.0M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Affiliated with (9)

← THE MUTUAL FUND STORERegistered adviserother investment adviser
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser
factForm ADV
← THE MUTUAL FUND STORE - CHARLOTTERegistered adviserother investment adviser
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser
factForm ADV
→ THE MUTUAL FUND STORE - CHARLOTTERegistered adviserother investment adviser
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser
factForm ADV

Controls (4)

← BLACK, JASON, MICHAELOwnerMANAGING MEMBER, ownership code NA, individual
Jan 3, 2012 to presentfactForm ADV
← CICALI, STEPHEN, JOSEPHOwnerCHIEF COMPLIANCE OFFICER, MANAGING PARTNER, INVESTMENT ADVISOR, ownership code NA, individual
Jan 3, 2012 to presentfactForm ADV
← KROL, STEPHEN, MATTHEWOwnerMANAGING MEMBER, ownership code NA, individual
Jan 3, 2012 to presentfactForm ADV
← TMFS PHILADELPHIA, LLCOwnerPARENT LLC, ownership code E, domestic entity
Jan 3, 2012 to presentfactForm ADV

Registered with (1)

← STEPHEN JOSEPH CICALIAdvisorregistration: previous registration
Oct 20, 2006 to Apr 21, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0db30807-26eb-4434-864e-e248d62fd053
First observed: Jan 3, 2012
Last observed: Jun 26, 2012 173 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THE MUTUAL FUND STORE

TMFS-PHILADELPHIA II, LLC, CRD 141688

CHERRY HILL, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0db30807-26eb-4434-864e-e248d62fd053

Data as of Jun 26, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:47 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BLACK, JASON, MICHAEL

MANAGING MEMBER

yes

01/2006

Jan 3, 2012

Jun 26, 2012

CICALI, STEPHEN, JOSEPH

CHIEF COMPLIANCE OFFICER, MANAGING PARTNER, INVESTMENT ADVISOR

yes

09/2006

Jan 3, 2012

Jun 26, 2012

KROL, STEPHEN, MATTHEW

MANAGING MEMBER

yes

01/2006

Jan 3, 2012

Jun 26, 2012

TMFS PHILADELPHIA, LLC

PARENT LLC

yes

09/2006

Jan 3, 2012

Jun 26, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TMFS-PHILADELPHIA I, LLC

n/a

Former SEC adviser

$146M

n/a

TMFS-CHARLOTTE, LLC

n/a

Former SEC adviser

$136M

n/a

TMFS-LAS VEGAS, LLC

n/a

Former SEC adviser

$118M

n/a

TMFS-PITTSBURGH I, LLC

n/a

Former SEC adviser

$105M

n/a

TMFS-BATON ROUGE, LLC

n/a

Former SEC adviser

$40.8M

n/a

TMFS-HARRISBURG, LLC

n/a

Former SEC adviser

$36.3M

n/a

TMFS CAPITAL PARTNERS LLC

n/a

TMFS-PROVIDENCE, LLC

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 21, 2012

$56.0M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$56.0M

n/a