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Advisor at EDELMAN FINANCIAL ENGINES
BATON ROUGE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDELMAN FINANCIAL ENGINES | Independent wealth | Nov 30, 2016 | n/a | yes | BATON ROUGE, LA | Current employment |
| FINANCIAL ENGINES ADVISOR CENTER, LLC | Former SEC adviser | Dec 1, 2015 | Nov 30, 2016 | no | BATON ROUGE, LA|OVERLAND PARK, KS | Previous registration |
| THE MUTUAL FUND STORE | Former SEC adviser | Dec 4, 2006 | Dec 23, 2015 | no | BATON ROUGE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FINANCIAL ENGINES ADVISOR CENTER, LLC | EDELMAN FINANCIAL ENGINES | Nov 30, 2016 | Nov 30, 2016 | 0 | Bulk transfer | Other |
| THE MUTUAL FUND STORE | FINANCIAL ENGINES ADVISOR CENTER, LLC | Dec 23, 2015 | Dec 1, 2015 | -22 | Firm change | Other |