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Advisor at PRUCO SECURITIES, LLC
NEWARK, NJ | Superior, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | No RAUM reported | Nov 23, 2020 | n/a | yes | Superior, CO|NEWARK, NJ | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jul 15, 2019 | Jun 19, 2020 | no | Aurora, CO | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Nov 28, 2017 | Jun 27, 2019 | no | LAKEWOOD, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | PRUCO SECURITIES, LLC | Jun 19, 2020 | Nov 23, 2020 | 157 | Firm change | Ibd to ibd |
| EQUITABLE ADVISORS, LLC | AMERIPRISE FINANCIAL SERVICES, LLC | Jun 27, 2019 | Jul 15, 2019 | 18 | Firm change | Ibd to ibd |