DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jenni Zhi Kimber
Feed of 09/14/2026
Also filed as Jenni Zhi Lee
At current firm
5 y
since Nov 23, 2020
In the industry
20 y
since Jun 1, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Pruco Securities, LLC no RAUM currentsince Nov 23, 2020 · Superior, Co
- Ameriprise Financial Services, LLC national BDJul 15, 2019 to Jun 19, 2020 · Aurora, Co
- Equitable Advisors, LLC national BDNov 28, 2017 to Jun 27, 2019 · Lakewood, Co
Moves
a registration end followed by a registration begin elsewhere
- Ameriprise Financial Services, LLC to Pruco Securities, LLCleft Jun 19, 2020, registered Nov 23, 2020 (157 days) · Affiliated broker-dealer or bank to another
- Equitable Advisors, LLC to Ameriprise Financial Services, LLCleft Jun 27, 2019, registered Jul 15, 2019 (18 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address