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Advisor at BEACON POINTE ADVISORS, LLC
PALM DESERT, CA | NEWPORT BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BEACON POINTE ADVISORS, LLC | Independent wealth | Jul 12, 2017 | n/a | yes | PALM DESERT, CA|NEWPORT BEACH, CA | Current employment |
| BEACON POINTE WEALTH ADVISORS, LLC | Former SEC adviser | Jul 12, 2017 | Apr 27, 2020 | no | Palm Desert, CA|NEWPORT BEACH, CA | Previous registration |
| INTEGRATED WEALTH MANAGEMENT, INC. | Former SEC adviser | Jun 15, 2010 | Jul 12, 2017 | no | MARINA DEL REY, CA | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jun 3, 2009 | Jun 7, 2010 | no | Indian Wells, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BEACON POINTE WEALTH ADVISORS, LLC | BEACON POINTE ADVISORS, LLC | Apr 27, 2020 | Jul 12, 2017 | -1,020 | Bulk transfer | Other |
| INTEGRATED WEALTH MANAGEMENT, INC. | BEACON POINTE WEALTH ADVISORS, LLC | Jul 12, 2017 | Jul 12, 2017 | 0 | Firm change | Other |
| CHARLES SCHWAB & CO., INC. | INTEGRATED WEALTH MANAGEMENT, INC. | Jun 7, 2010 | Jun 15, 2010 | 8 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 106335:151328:CA:2017-07-12 | Jul 12, 2017 | Jul 12, 2017 | MARINA DEL REY, CA | Firm change |