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Advisor at BROOKSTONE CAPITAL MANAGEMENT LLC
WHEATON, IL | Dunedin, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BROOKSTONE CAPITAL MANAGEMENT LLC | Independent wealth | Nov 18, 2019 | n/a | yes | WHEATON, IL|Dunedin, FL | Current employment |
| SPECIALIZED ADVISORS | Former SEC adviser | Feb 15, 2019 | Oct 12, 2019 | no | Ojai, CA|DALLAS, TX | Previous registration |
| SECURE INVESTMENT MANAGEMENT, LLC | Independent wealth | Sep 1, 2017 | Feb 12, 2019 | no | Ojai, CA|TUCSON, AZ | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | May 27, 2016 | Jul 31, 2017 | no | Ventura, CA|Pasadena, CA|Ventura, CA|VENTURA, CA | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Jan 29, 2016 | May 10, 2016 | no | SHERMAN OAKS, CA|Ventura, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SPECIALIZED ADVISORS | BROOKSTONE CAPITAL MANAGEMENT LLC | Oct 12, 2019 | Nov 18, 2019 | 37 | Firm change | RIA to RIA |
| SECURE INVESTMENT MANAGEMENT, LLC | SPECIALIZED ADVISORS | Feb 12, 2019 | Feb 15, 2019 | 3 | Firm change | RIA to new firm |
| MML INVESTORS SERVICES, LLC | SECURE INVESTMENT MANAGEMENT, LLC | Jul 31, 2017 | Sep 1, 2017 | 32 | Firm change | Other |
| PRUCO SECURITIES, LLC | MML INVESTORS SERVICES, LLC | May 10, 2016 | May 27, 2016 | 17 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 299308:141413:TX:2019-10-12 | Oct 12, 2019 | Nov 18, 2019 | DALLAS, TX | Firm change |
| 141195:299308:AZ:2019-01-24 | Feb 12, 2019 | Feb 15, 2019 | TUCSON, AZ | Firm change |
| 5685:10409:CA:2016-05-03 | May 10, 2016 | May 27, 2016 | VENTURA, CA | Firm change |