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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

CURTIS SCOTT SHILLINGSFORD

Advisor at SUMMIT FINANCIAL, LLC

KIRKWOOD, MO

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Search this name across graphsid dfx:ria:1e0068bb-afe4-de4b-b604-94c8b8e5a9a2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 25, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SUMMIT FINANCIAL, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 25, 2019
First registration: Sep 25, 2019
Dual registered: yes, broker-dealer
Other names: CURTIS SHILLINGSFORD
IAPD individual key: 6733466

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SUMMIT FINANCIAL, LLC	Bd affiliated wealth	Jan 14, 2025	n/a	yes	KIRKWOOD, MO	Current employment
GENEX CONSULTING	Former SEC adviser	Oct 30, 2024	Jan 23, 2025	no	KIRKWOOD, MO	Previous registration
SEVERIN INVESTMENTS LLC	Independent wealth	Mar 10, 2020	Mar 31, 2021	no	ST. LOUIS, MO	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Sep 25, 2019	Jan 31, 2020	no	ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GENEX CONSULTING	SUMMIT FINANCIAL, LLC	Jan 23, 2025	Jan 14, 2025	-9	Firm change	RIA to ibd
SEVERIN INVESTMENTS LLC	GENEX CONSULTING	Mar 31, 2021	Oct 30, 2024	1,309	Firm change after gap	RIA to RIA
WELLS FARGO ADVISORS	SEVERIN INVESTMENTS LLC	Jan 31, 2020	Mar 10, 2020	39	Firm change	Wirehouse to RIA

Relationships

Registered with (4)

→ SUMMIT FINANCIAL, LLCRegistered adviserregistration: current employment
Jan 14, 2025 to presentfactForm ADV
→ GENEX CONSULTINGRegistered adviserregistration: previous registration
Oct 30, 2024 to Jan 23, 2025factForm ADV
→ SEVERIN INVESTMENTS LLCRegistered adviserregistration: previous registration
Mar 10, 2020 to Mar 31, 2021factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 25, 2019 to Jan 31, 2020factForm ADV

Dated events

Occurred
Jan 23, 2025
Advisor changed firm
Curtis Scott Shillingsford left Genex Consulting for Summit Financial, Llc (registered 2025-01-14)
Form ADVobserved 5 days ago