RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••• S•••• S•••••••••
- S••••• F••••••••• L•• BD affiliated currentsince Jan 14, 2025 · Kirkwood, Mo
- G•••• C••••••••• formerOct 30, 2024 to Jan 23, 2025 · Kirkwood, Mo
- S•••••• I••••••••• L•• independent RIAMar 10, 2020 to Mar 31, 2021 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseSep 25, 2019 to Jan 31, 2020 · St. Louis, Mo
- G•••• C••••••••• to S••••• F••••••••• L••left Jan 23, 2025, registered Jan 14, 2025 (-9 days) · RIA to affiliated broker-dealer or bank
- S•••••• I••••••••• L•• to G•••• C•••••••••left Mar 31, 2021, registered Oct 30, 2024 (1309 days) · RIA to RIA
- W•••• F•••• A••••••• to S•••••• I••••••••• L••left Jan 31, 2020, registered Mar 10, 2020 (39 days) · Wirehouse to independent RIA
- C••••• S•••• S••••••••• left G•••• C••••••••• for S••••• F••••••••• L•• (registered 2025-01-14)Jan 23, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address