DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F••••• W••••• M••••••••• L•••
Troy, MI | BRIGHTON, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F••••• W••••• M••••••••• L••• | Independent wealth | Aug 28, 2024 | n/a | yes | BRIGHTON, MI|Troy, MI | Current employment |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Feb 23, 2024 | Aug 21, 2024 | no | Tampa, FL|TAMPA, FL|Tampa, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•• I•••••••• S•••••••• L•• | F••••• W••••• M••••••••• L••• | Aug 21, 2024 | Aug 28, 2024 | 7 | Firm change | Ibd to RIA |
| F••••• I••••••••• | M•• I•••••••• S•••••••• L•• | Jun 12, 2023 | Feb 23, 2024 |
| F••••• I••••••••• | Independent wealth | Nov 17, 2021 | Jun 12, 2023 | no | Tampa, FL|PLANO, TX | Previous registration |
| C•••••• A••••••• L•• | Asset manager | Oct 3, 2018 | Oct 7, 2021 | no | NAPERVILLE, IL | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Mar 19, 2015 | Oct 15, 2018 | no | GROSSE POINTE, MI|AUBURN HILLS, MI | Previous registration |
| 256 |
| Firm change |
| RIA to ibd |
| C•••••• A••••••• L•• | F••••• I••••••••• | Oct 7, 2021 | Nov 17, 2021 | 41 | Firm change | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | C•••••• A••••••• L•• | Oct 15, 2018 | Oct 3, 2018 | -12 | Firm change | Other |