DFX Intelligence

K•••• G••••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

K•••• G••••••• B•••••

Advisor at B•• P•••••• A•••• M••••••••• U• • L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:1e3ea2b6-7b5a-7968-f638-04e7f0f2b9d6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 9, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•• P•••••• A•••• M••••••••• U• • L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Jun 9, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•• P•••••• A•••• M••••••••• U• • L••	Asset manager	Feb 15, 2024	n/a	yes	NEW YORK, NY	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Nov 2, 2020	Apr 12, 2022	no	NEW YORK, NY\|CORAL GABLES, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	B•• P•••••• A•••• M••••••••• U• • L••	Apr 12, 2022	Feb 15, 2024	674	Firm change after gap	Other
M••••• S••••••	U•• F•••••••• S••••••• I•••	Oct 30, 2020	Nov 2, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
8174:152538:FL:2022-04-12	Apr 12, 2022	Feb 15, 2024	CORAL GABLES, FL	Firm change after gap
149777:8174:NY:2020-10-30	Oct 30, 2020	Nov 2, 2020	NEW YORK, NY	Firm change

Relationships

Registered with (6)

→ B•• P•••••• A•••• M••••••••• U• • L••Registered adviserregistration: current employment
Feb 15, 2024 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Nov 2, 2020 to Apr 12, 2022factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Nov 4, 2016 to Oct 30, 2020factForm ADV
→ H••• S••••••••• •••• I•••

Dated events

Occurred
Apr 12, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1e3ea2b6-7b5a-7968-f638-04e7f0f2b9d6
First observed: Jun 9, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.