DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kenia Giordani Borges
Feed of 09/14/2026
Also filed as Kenia G Borges
At current firm
2 y
since Feb 15, 2024
In the industry
17 y
since Jun 9, 2009 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Btg Pactual Asset Management US , LLC asset manager currentsince Feb 15, 2024 · New York, Ny
- UBS Financial Services Inc. wirehouseNov 2, 2020 to Apr 12, 2022 · New York, Ny
- Morgan Stanley wirehouseNov 4, 2016 to Oct 30, 2020 · New York, Ny
- Hsbc Securities (USA) Inc. BD affiliatedMar 4, 2016 to Oct 28, 2016 · Miami, Fl
- Citigroup Global Markets Inc. BD affiliatedSep 1, 2009 to Aug 4, 2011 · Miami, Fl
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 9, 2009 to Aug 6, 2009 · Miami, Fl
Moves
a registration end followed by a registration begin elsewhere
- UBS Financial Services Inc. to Btg Pactual Asset Management US , LLCleft Apr 12, 2022, registered Feb 15, 2024 (674 days) · Other · moved with a team
- Morgan Stanley to UBS Financial Services Inc.left Oct 30, 2020, registered Nov 2, 2020 (3 days) · Wirehouse to wirehouse · moved with a team
- Hsbc Securities (USA) Inc. to Morgan Stanleyleft Oct 28, 2016, registered Nov 4, 2016 (7 days) · Other
- Citigroup Global Markets Inc. to Hsbc Securities (USA) Inc.left Aug 4, 2011, registered Mar 4, 2016 (1674 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Citigroup Global Markets Inc.left Aug 6, 2009, registered Sep 1, 2009 (26 days) · Other
Signals
- Kenia Giordani Borges left Ubs Financial Services Inc. for Btg Pactual Asset Management Us , Llc (registered 2024-02-15)Apr 12, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address