DFX Intelligence

Data Factory

M•••••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor15 years in industry

M•••••• A••••

Advisor at M••• C••••••

ANNAPOLIS, MD | Imlay City, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1e42caa1-8884-a6e0-94ad-3d922fd8255f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 3
On other graphs: 0
Observed: Jun 22, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••• C••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 17, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••• C••••••	Independent wealth	Sep 18, 2024	n/a	yes	Imlay City, MI\|ANNAPOLIS, MD	Current employment
E••••• J••••	National bd RIA	Jan 19, 2024	Sep 9, 2024	no	Washington Township, MI\|Almont, MI\|Imlay City, MI\|ST. LOUIS, MO

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	M••• C••••••	Sep 9, 2024	Sep 18, 2024	9	Firm change	Ibd to RIA
P•• W••••• M•••••••••	E••••• J••••	Jan 19, 2024	Jan 19, 2024

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105644:16986:MI:2021-10-13	Oct 13, 2021	Oct 18, 2021	PORT HURON, MI	Firm change

Relationships

Registered with (8)

→ M••• C••••••Registered adviserregistration: current employment
Sep 18, 2024 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jan 19, 2024 to Sep 9, 2024factForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
Apr 27, 2022 to Jan 19, 2024factForm ADV
→ H••••••••• F•••••••• A•••••••

Dated events

Occurred
Sep 9, 2024
Advisor changed firm
M•••••• A•••• left E••••• J•••• for M••• C•••••• (registered 2024-09-18)
Form ADVobserved 7 days ago
Occurred
Jan 19, 2024
Advisor changed firm
M•••••• A•••• left P•• W••••• M••••••••• for E••••• J•••• (registered 2024-01-19)
Form ADVobserved 7 days ago
Occurred
Apr 21, 2022
Advisor changed firm
M•••••• A•••• left H••••••••• F•••••••• A••••••• for P•• W••••• M••••••••• (registered 2022-04-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1e42caa1-8884-a6e0-94ad-3d922fd8255f
First observed: Jun 22, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.