RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••• C•••••• independent RIA currentsince Sep 18, 2024 · Imlay City, Mi
- E••••• J•••• national BDJan 19, 2024 to Sep 9, 2024 · Washington Township, Mi
- P•• W••••• M••••••••• BD affiliatedApr 27, 2022 to Jan 19, 2024 · Romeo, Mi
- H••••••••• F•••••••• A••••••• BD affiliatedOct 18, 2021 to Apr 21, 2022 · Imlay City, Mi
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 10, 2020 to Oct 13, 2021 · Port Huron, Mi
- F•••• T•••• S••••••••• I••• BD affiliatedAug 20, 2018 to Jan 10, 2020 · Warren, Mi
- H••••••••• F•••••••• A••••••• BD affiliatedJun 16, 2016 to Aug 16, 2018 · Clinton Township, Mi
- I••••••••• P••••••••• I••• formerApr 19, 2016 to Jun 1, 2016 · St. Clair, Mi
- H••••••••• F•••••••• A••••••• BD affiliatedAug 18, 2014 to Apr 11, 2016 · Warren, Mi
- C••• F•••••••• S•••••••• L••• formerJun 22, 2011 to Mar 28, 2013 · Sterling Heights, Mi
- E••••• J•••• to M••• C••••••left Sep 9, 2024, registered Sep 18, 2024 (9 days) · Affiliated broker-dealer or bank to independent RIA
- P•• W••••• M••••••••• to E••••• J••••left Jan 19, 2024, registered Jan 19, 2024 (0 days) · Affiliated broker-dealer or bank to another
- H••••••••• F•••••••• A••••••• to P•• W••••• M•••••••••left Apr 21, 2022, registered Apr 27, 2022 (6 days) · Affiliated broker-dealer or bank to another
- C••••• I••••••••• A••••••• L•• to H••••••••• F•••••••• A•••••••left Oct 13, 2021, registered Oct 18, 2021 (5 days) · Affiliated broker-dealer or bank to another · moved with a team
- F•••• T•••• S••••••••• I••• to C••••• I••••••••• A••••••• L••left Jan 10, 2020, registered Jan 10, 2020 (0 days) · Affiliated broker-dealer or bank to another
- H••••••••• F•••••••• A••••••• to F•••• T•••• S••••••••• I•••left Aug 16, 2018, registered Aug 20, 2018 (4 days) · Affiliated broker-dealer or bank to another
- I••••••••• P••••••••• I••• to H••••••••• F•••••••• A•••••••left Jun 1, 2016, registered Jun 16, 2016 (15 days) · Other
- H••••••••• F•••••••• A••••••• to I••••••••• P••••••••• I•••left Apr 11, 2016, registered Apr 19, 2016 (8 days) · Other
- C••• F•••••••• S•••••••• L••• to H••••••••• F•••••••• A•••••••left Mar 28, 2013, registered Aug 18, 2014 (508 days) · Other
- M•••••• A•••• left E••••• J•••• for M••• C•••••• (registered 2024-09-18)Sep 9, 2024 · Advisor changed firm · fact
- M•••••• A•••• left P•• W••••• M••••••••• for E••••• J•••• (registered 2024-01-19)Jan 19, 2024 · Advisor changed firm · fact
- M•••••• A•••• left H••••••••• F•••••••• A••••••• for P•• W••••• M••••••••• (registered 2022-04-27)Apr 21, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address