A••• S••••••

Advisor at E•••••••• R••••••••• I•••

ROSELAND, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cb553ff5-ed5b-0644-1b68-561d03df7619

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Apr 18, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• R••••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 29, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• R••••••••• I•••	State registered	Feb 8, 2017	n/a	yes	ROSELAND, NJ	Current employment
O••••• I••••••••• A••••••• L••	Independent wealth	Jan 31, 2022	Jan 4, 2024	no	SARASOTA, FL\|LIVINGSTON, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••• I••••••••• A••••••• L••	n/a	Jan 4, 2024	n/a	n/a	Departure no registered destination	Departure
C••••• I••••••••• S••••••• L••	E•••••••• R••••••••• I•••	Sep 12, 2012	May 12, 2015	972

Relationships

Registered with (6)

→ E•••••••• R••••••••• I•••Registered adviserregistration: previous registration
May 12, 2015 to Dec 31, 2016factForm ADV
→ O••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jan 31, 2022 to Jan 4, 2024factForm ADV
→ C••••• I••••••••• S••••••• L••Registered adviserregistration: previous registration
Sep 6, 2005 to Sep 12, 2012factForm ADV
→ R••• B••• • C••Registered adviser

Dated events

Occurred
Jan 4, 2024
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cb553ff5-ed5b-0644-1b68-561d03df7619
First observed: Apr 18, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.