DFX Intelligence

S•••• A•• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst25 years in industry

S•••• A•• H•••••••

Advisor at W••••••••• A•••••••

Beachwood, OH

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Search this name across graphsid dfx:ria:1ebac283-f92a-163b-ff18-5fb8c355a44c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 4, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 16, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A•••••••	Independent wealth	Oct 15, 2024	n/a	yes	Beachwood, OH	Current employment
W••••• W••••• P••••••• L••	Former SEC adviser	Jun 8, 2015	Nov 14, 2024	no	BEACHWOOD, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• W••••• P••••••• L••	W••••••••• A•••••••	Nov 14, 2024	Oct 15, 2024	-30	Firm change	RIA to RIA
G•• A•••• M••••••••• L••	W••••• W••••• P••••••• L••	Jun 9, 2016	Jun 8, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
226583:106181:OH:2024-11-14	Nov 14, 2024	Oct 15, 2024	BEACHWOOD, OH	Firm change

Relationships

Registered with (3)

→ W••••••••• A•••••••Registered adviserregistration: current employment
Oct 15, 2024 to presentfactForm ADV
→ W••••• W••••• P••••••• L••Registered adviserregistration: previous registration
Jun 8, 2015 to Nov 14, 2024factForm ADV
→ G•• A•••• M••••••••• L••Registered adviserregistration: previous registration
Oct 4, 2005 to Jun 9, 2016factForm ADV

Dated events

Occurred
Nov 14, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1ebac283-f92a-163b-ff18-5fb8c355a44c
First observed: Oct 4, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.