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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

WALDEN WEALTH PARTNERS LLC

WALDEN WEALTH PARTNERS, LLC, CRD 226583

BEACHWOOD, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3aa8ccc1-4a9e-b955-0950-5a5fd4e6f47c

Data as of Jun 28, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 27
Dated events: 14
On other graphs: 0
Observed: Jun 6, 2016 to Jun 28, 2024
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $333MItem 5.F on the latest filing (2024-06-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $324M
Private client RAUM: $333MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 563
Individual clients: 6
High net worth clients: 112
SEC number: 801-107968
CRD: 226583
Filings on the tape: 18
First filed: Jun 6, 2016
Latest filed: Jun 28, 2024
Organised: Limited Liability Company, Ohio

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AON, PLC	Owner	E	yes	06/2014	Jun 28, 2024	Jun 28, 2024
DEL PRIORE, MICHAEL, J	CHIEF COMPLIANCE OFFICER	Na	yes	06/2024	Jun 28, 2024	Jun 28, 2024
HANNIBAL, SARAH, ANN	MANAGING DIRECTOR	Na	yes	06/2024	Jun 6, 2016	Jun 28, 2024
LAMENA, MICHAEL, ANTHONY	CHIEF EXECUTIVE OFFICER	Na	yes	06/2024	Jun 28, 2024	Jun 28, 2024
LIESER, LORI, MICHELL	VICE PRESIDENT	Na	yes	06/2024	Jun 28, 2024	Jun 28, 2024
MOO, VERONICA, EI CHUN	Director	Na	yes	06/2024	Jun 28, 2024	Jun 28, 2024
MORIARTY, MICHAEL, JOSEPH	CHIEF INVESTMENT OFFICER	Na	yes	06/2024	Jun 28, 2024	Jun 28, 2024
NFP CORP.	Owner	E	yes	11/2017	Jun 28, 2024	Jun 28, 2024
NFP INTERMEDIATE HOLDINGS B. CORP.	Owner	E	yes	07/2013	Jun 28, 2024	Jun 28, 2024
O'MALLEY, EDWARD, GEORGE	Director	Na	yes	06/2024	Jun 28, 2024	Jun 28, 2024
POWERS, BRIAN, DAVID	CHIEF FINANCIAL OFFICER	Na	yes	06/2024	Jun 28, 2024	Jun 28, 2024
RANDOLPH ACQUISITION CORP.	Owner	E	yes	04/2024	Jun 28, 2024	Jun 28, 2024
RANDOLPH FINANCE UNLIMITED COMPANY	Owner	E	yes	04/2024	Jun 28, 2024	Jun 28, 2024
SCHNEIDER, BRETT, RONALD	Director	Na	yes	06/2024	Jun 28, 2024	Jun 28, 2024
SONTAG, ERIC, MATTHEW	PRESIDENT & CHIEF OPERATIONS OFFICER	Na	yes	06/2024	Jun 28, 2024	Jun 28, 2024
STASTNEY, HOYT, RONALD	CHIEF LEGAL OFFICER	Na	yes	06/2024	Jun 28, 2024	Jun 28, 2024
STIFLER, KARIN, MALONEY	MANAGING DIRECTOR	Na	yes	06/2024	Jun 6, 2016	Jun 28, 2024
WEALTHSPIRE ADVISORS	Owner	E	yes	06/2024	Jun 28, 2024	Jun 28, 2024
WEALTHSPIRE HOLDINGS, LLC	Member	E	yes	11/2017	Jun 28, 2024	Jun 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NFP RETIREMENT INC.	n/a	Institutional manager	$39B	N	yes	n/a
WEALTHSPIRE ADVISORS LLC	n/a	Independent wealth	$34B	Y	yes	n/a
GM ADVISORY GROUP, LLC	n/a	Former SEC adviser	$4.4B	N	yes	n/a
PRIVATE OCEAN, LLC	n/a	Former SEC adviser	$2.8B	N	yes	n/a
ACG ADVISORY SERVICES, LLC	n/a	Former SEC adviser	$518M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 19, 2024	$333M	$324M	5	2	0	n/a	n/a
2022	Mar 29, 2023	$247M	$239M	5	2	0	n/a	n/a
2021	Mar 28, 2022	$256M	$248M	5	2	0	n/a	n/a
2020	Mar 15, 2021	$227M	$220M	4	2	0	n/a	n/a
2019	Feb 29, 2020	$197M	$189M	3	2	0	n/a	n/a
2018	Mar 26, 2019	$167M	$160M	2	2	0	n/a	n/a
2017	Mar 6, 2018	$150M	$143M	3	2	0	n/a	n/a
2016	Mar 14, 2017	$137M	$103M	2	2	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$333M	$247M	34.7%	$227M	13.6%	5	5	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WEALTHSPIRE ADVISORS	2	Nov 14, 2024	Oct 15, 2024	BEACHWOOD, OH	Team lift out	RIA to RIA	100.0%

Relationships

Affiliated with (5)

→ WEALTHSPIRE ADVISORSRegistered adviserother investment adviser, control, common control
factForm ADV
→ WEALTHSPIRE ADVISORSRegistered adviserother investment adviser, common control
factForm ADV
→ WEALTHSPIRE ADVISORSRegistered adviserother investment adviser, common control
factForm ADV
→ WEALTHSPIRE RETIREMENT ADVISORYRegistered adviserother investment adviser, common control
factForm ADV
→ WEALTHSPIRE ADVISORSRegistered adviserother investment adviser, common control
factForm ADV

Controls (19)

← WEALTHSPIRE ADVISORSOwnerOWNER, ownership code E, domestic entity
Jun 28, 2024 to presentfactForm ADV
← LIESER, LORI, MICHELLOwnerVICE PRESIDENT, ownership code NA, individual
Jun 28, 2024 to presentfactForm ADV
← LAMENA, MICHAEL, ANTHONYOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Jun 28, 2024 to presentfactForm ADV
← MORIARTY, MICHAEL, JOSEPHOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Jun 28, 2024 to presentfactForm ADV
← HANNIBAL, SARAH, ANNOwnerMANAGING DIRECTOR, ownership code NA, individual
Jun 6, 2016 to presentfactForm ADV
← POWERS, BRIAN, DAVIDOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Jun 28, 2024 to presentfactForm ADV
← STIFLER, KARIN, MALONEYOwnerMANAGING DIRECTOR, ownership code NA, individual
Jun 6, 2016 to presentfactForm ADV
← SCHNEIDER, BRETT, RONALDOwnerDIRECTOR, ownership code NA, individual
Jun 28, 2024 to presentfactForm ADV
← MOO, VERONICA, EI CHUNOwnerDIRECTOR, ownership code NA, individual
Jun 28, 2024 to presentfactForm ADV
← O'MALLEY, EDWARD, GEORGEOwnerDIRECTOR, ownership code NA, individual
Jun 28, 2024 to presentfactForm ADV
← SONTAG, ERIC, MATTHEWOwnerPRESIDENT & CHIEF OPERATIONS OFFICER, ownership code NA, individual
Jun 28, 2024 to presentfactForm ADV
← DEL PRIORE, MICHAEL, JOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 28, 2024 to presentfactForm ADV
← STASTNEY, HOYT, RONALDOwnerCHIEF LEGAL OFFICER, ownership code NA, individual
Jun 28, 2024 to presentfactForm ADV
← AON, PLCOwnerOWNER, ownership code E, foreign entity
Jun 28, 2024 to presentfactForm ADV
← NFP CORP.OwnerOWNER, ownership code E, domestic entity
Jun 28, 2024 to presentfactForm ADV
← NFP INTERMEDIATE HOLDINGS B. CORP.OwnerOWNER, ownership code E, domestic entity
Jun 28, 2024 to presentfactForm ADV
← RANDOLPH ACQUISITION CORP.OwnerOWNER, ownership code E, domestic entity
Jun 28, 2024 to presentfactForm ADV
← RANDOLPH FINANCE UNLIMITED COMPANYOwnerOWNER, ownership code E, foreign entity
Jun 28, 2024 to presentfactForm ADV
← WEALTHSPIRE HOLDINGS, LLCOwnerMEMBER, ownership code E, domestic entity
Jun 28, 2024 to presentfactForm ADV

Registered with (2)

← SARAH ANN HANNIBALAdvisorregistration: previous registration
Jun 8, 2015 to Nov 14, 2024factForm ADV
← KARIN MALONEY STIFLERAdvisorregistration: previous registration
Jun 8, 2015 to Nov 14, 2024factForm ADV

Moved with (1)

→ WEALTHSPIRE ADVISORSRegistered adviser2 advisors, team lift out, same day
Nov 14, 2024 to Oct 15, 2024factForm ADV

Dated events

Occurred
Nov 14, 2024
Team lift-out
2 advisors left Walden Wealth Partners LLC (Beachwood, OH) for Wealthspire Advisors on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Nov 14, 2024
Advisor changed firm
Sarah Ann Hannibal left Walden Wealth Partners Llc for Wealthspire Advisors (registered 2024-10-15)
Form ADVobserved 5 days ago
Occurred
Nov 14, 2024
Advisor changed firm
Karin Maloney Stifler left Walden Wealth Partners Llc for Wealthspire Advisors (registered 2024-10-15)
Form ADVobserved 5 days ago
Occurred
Jun 28, 2024
Control person joined
Ronald Brett Schneider (Director) appeared on Schedule A of Walden Wealth Partners Llc
Form ADVobserved 5 days ago
Occurred
Jun 28, 2024
Control person joined
Michell Lori Lieser (Vice President) appeared on Schedule A of Walden Wealth Partners Llc
Form ADVobserved 5 days ago
Occurred
Jun 28, 2024
Control person joined
Matthew Eric Sontag (President & Chief Operations Officer) appeared on Schedule A of Walden Wealth Partners Llc
Form ADVobserved 5 days ago
Occurred
Jun 28, 2024
Control person joined
George Edward O'Malley (Director) appeared on Schedule A of Walden Wealth Partners Llc
Form ADVobserved 5 days ago
Occurred
Jun 28, 2024
Control person joined
Ei Chun Veronica Moo (Director) appeared on Schedule A of Walden Wealth Partners Llc
Form ADVobserved 5 days ago
Occurred
Jun 28, 2024
Control person joined
Ronald Hoyt Stastney (Chief Legal Officer) appeared on Schedule A of Walden Wealth Partners Llc
Form ADVobserved 5 days ago
Occurred
Jun 28, 2024
Control person joined
Anthony Michael Lamena (Chief Executive Officer) appeared on Schedule A of Walden Wealth Partners Llc
Form ADVobserved 5 days ago
Occurred
Jun 28, 2024
Control person joined
J Michael Del Priore (Chief Compliance Officer) appeared on Schedule A of Walden Wealth Partners Llc
Form ADVobserved 5 days ago
Occurred
Jun 28, 2024
Control person joined
David Brian Powers (Chief Financial Officer) appeared on Schedule A of Walden Wealth Partners Llc
Form ADVobserved 5 days ago
Occurred
Jun 28, 2024
Control person joined
Joseph Michael Moriarty (Chief Investment Officer) appeared on Schedule A of Walden Wealth Partners Llc
Form ADVobserved 5 days ago
Occurred
Jun 6, 2016
First Form ADV filing
Walden Wealth Partners Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3aa8ccc1-4a9e-b955-0950-5a5fd4e6f47c
First observed: Jun 6, 2016
Last observed: Jun 28, 2024 27 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WALDEN WEALTH PARTNERS LLC

WALDEN WEALTH PARTNERS, LLC, CRD 226583

BEACHWOOD, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3aa8ccc1-4a9e-b955-0950-5a5fd4e6f47c

Data as of Jun 28, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:49 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AON, PLC

Owner

yes

06/2014

Jun 28, 2024

DEL PRIORE, MICHAEL, J

CHIEF COMPLIANCE OFFICER

yes

06/2024

Jun 28, 2024

HANNIBAL, SARAH, ANN

MANAGING DIRECTOR

yes

06/2024

Jun 6, 2016

Jun 28, 2024

LAMENA, MICHAEL, ANTHONY

CHIEF EXECUTIVE OFFICER

yes

06/2024

Jun 28, 2024

LIESER, LORI, MICHELL

VICE PRESIDENT

yes

06/2024

Jun 28, 2024

MOO, VERONICA, EI CHUN

Director

yes

06/2024

Jun 28, 2024

MORIARTY, MICHAEL, JOSEPH

CHIEF INVESTMENT OFFICER

yes

06/2024

Jun 28, 2024

NFP CORP.

Owner

yes

11/2017

Jun 28, 2024

NFP INTERMEDIATE HOLDINGS B. CORP.

Owner

yes

07/2013

Jun 28, 2024

O'MALLEY, EDWARD, GEORGE

Director

yes

06/2024

Jun 28, 2024

POWERS, BRIAN, DAVID

CHIEF FINANCIAL OFFICER

yes

06/2024

Jun 28, 2024

RANDOLPH ACQUISITION CORP.

Owner

yes

04/2024

Jun 28, 2024

RANDOLPH FINANCE UNLIMITED COMPANY

Owner

yes

04/2024

Jun 28, 2024

SCHNEIDER, BRETT, RONALD

Director

yes

06/2024

Jun 28, 2024

SONTAG, ERIC, MATTHEW

PRESIDENT & CHIEF OPERATIONS OFFICER

yes

06/2024

Jun 28, 2024

STASTNEY, HOYT, RONALD

CHIEF LEGAL OFFICER

yes

06/2024

Jun 28, 2024

STIFLER, KARIN, MALONEY

MANAGING DIRECTOR

yes

06/2024

Jun 6, 2016

Jun 28, 2024

WEALTHSPIRE ADVISORS

Owner

yes

06/2024

Jun 28, 2024

WEALTHSPIRE HOLDINGS, LLC

Member

yes

11/2017

Jun 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NFP RETIREMENT INC.

n/a

Institutional manager

$39B

yes

n/a

WEALTHSPIRE ADVISORS LLC

n/a

Independent wealth

$34B

yes

n/a

GM ADVISORY GROUP, LLC

n/a

Former SEC adviser

$4.4B

yes

n/a

PRIVATE OCEAN, LLC

n/a

Former SEC adviser

$2.8B

yes

n/a

ACG ADVISORY SERVICES, LLC

n/a

Former SEC adviser

$518M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 19, 2024

$333M

$324M

n/a

2022

Mar 29, 2023

$247M

$239M

n/a

2021

Mar 28, 2022

$256M

$248M

n/a

2020

Mar 15, 2021

$227M

$220M

n/a

2019

Feb 29, 2020

$197M

$189M

n/a

2018

Mar 26, 2019

$167M

$160M

n/a

2017

Mar 6, 2018

$150M

$143M

n/a

2016

Mar 14, 2017

$137M

$103M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$333M

$247M

34.7%

$227M

13.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WEALTHSPIRE ADVISORS

Nov 14, 2024

Oct 15, 2024

BEACHWOOD, OH

Team lift out

RIA to RIA

100.0%