DFX Intelligence

J••••• E••••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

J••••• E••••• T•••••••

Advisor at A••••••• I••••••••• S••••••••• G••••• L••

GREENWOOD VILLAGE, CO | EAGLE, ID

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Search this name across graphsid dfx:ria:1ecdf5bf-1ada-de24-5283-7ea79d6be1c3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 3, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• I••••••••• S••••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• I••••••••• S••••••••• G••••• L••	I•••••••••_WEALTH	Jan 30, 2012	n/a	yes	EAGLE, ID\|EAGLE, ID\|GREENWOOD VILLAGE, CO	Current employment
E•••••••• A•••••••• L••	National bd RIA	Jul 27, 2010	Feb 2, 2012	no	GREENWOOD VILLAGE, CO\|GREENWOOD VILLAGE, CO\|LAKEWOOD, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	A••••••• I••••••••• S••••••••• G••••• L••	Feb 2, 2012	Jan 30, 2012	-3	Firm change	Other
N••• F•••••••• G••••• I•••	E•••••••• A•••••••• L••	Jul 28, 2010	Jul 27, 2010

Relationships

Registered with (5)

→ A••••••• I••••••••• S••••••••• G••••• L••Registered adviserregistration: current employment
Jan 30, 2012 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 27, 2010 to Feb 2, 2012factForm ADV
→ N••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Jan 8, 2008 to Jul 28, 2010factForm ADV
→ M••••••• A•••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1ecdf5bf-1ada-de24-5283-7ea79d6be1c3
First observed: Mar 3, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.