RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• E••••• T•••••••
- A••••••• I••••••••• S••••••••• G••••• L•• i••••••••• wealth currentsince Jan 30, 2012 · Eagle, Id
- E•••••••• A•••••••• L•• national BDJul 27, 2010 to Feb 2, 2012 · Greenwood Village, Co
- N••• F•••••••• G••••• I••• formerJan 8, 2008 to Jul 28, 2010 · Greenwood Village, Co
- S••••••• F•••••••• S•••••••• I••• formerOct 1, 2007 to Jan 10, 2008 · Greenwood Village, Co
- M••••••• A•••••••• I•• unclassifiedMar 3, 1998 to Jan 18, 2008 · Albuquerque, Nm
- E•••••••• A•••••••• L•• to A••••••• I••••••••• S••••••••• G••••• L••left Feb 2, 2012, registered Jan 30, 2012 (-3 days) · Other
- N••• F•••••••• G••••• I••• to E•••••••• A•••••••• L••left Jul 28, 2010, registered Jul 27, 2010 (-1 days) · Other
- M••••••• A•••••••• I•• to S••••••• F•••••••• S•••••••• I•••left Jan 18, 2008, registered Oct 1, 2007 (-109 days) · Other
- S••••••• F•••••••• S•••••••• I••• to N••• F•••••••• G••••• I•••left Jan 10, 2008, registered Jan 8, 2008 (-2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address