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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ALJ CAPITAL MANAGEMENT, LLC

CRD 128621

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:1ed7f368-6e89-e57f-e383-b385aa1183e3

Data as of Mar 30, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to Mar 30, 2015
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $247MItem 5.F on the latest filing (2015-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $247M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 5
Accounts: 5
Private funds: 5Schedule D 7.B(1)
Private fund GAV: $420Mgross asset value as reported per fund; never fund size
Custody, client assets: $247M
SEC number: 801-65581
CRD: 128621
Filings on the tape: 6
First filed: Mar 29, 2012
Latest filed: Mar 30, 2015
Organised: Limited Liability Company, California

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
LJR CAPITAL, L.P.	Hedge Fund	$59.4M	Mar 28, 2017	12	Mar 29, 2012	reported	021-166007
LJR CAPITAL, LTD.	Hedge Fund	$51.0M	Mar 28, 2017	11	Mar 29, 2012	reported	n/a
ALJ CAPITAL II, L.P.	Hedge Fund	$27.4M	Mar 28, 2017	14	Mar 29, 2012	reported	021-140441
ALJ CAPITAL OFFSHORE, LTD.	Hedge Fund	$12.1M	Mar 28, 2017	6	Mar 29, 2012	reported	n/a
ALJ CAPITAL I, L.P.	Hedge Fund	$9.2M	Mar 28, 2017	43	Mar 29, 2012	reported	021-140439

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AGT ADVISORS LLC	Member	C	yes	02/2010	Apr 1, 2013	Mar 30, 2015
FISHFOOD, LLC	Member	C	yes	09/2003	Mar 29, 2012	Mar 30, 2015
FISHMAN, JEFFREY, SETH	MANAGER, CHIEF COMPLIANCE OFFICER	Na	yes	09/2003	Mar 29, 2012	Mar 30, 2015
FISHMAN, JEFFREY, SETH	Member	E	yes	09/2003	Mar 29, 2012	Mar 30, 2015
GILL, LAWRENCE, BENJAMIN	Member	E	yes	09/2003	Mar 29, 2012	Mar 30, 2015
GILL, LAWRENCE, BENJAMIN	Manager	Na	yes	09/2003	Mar 29, 2012	Mar 30, 2015
JOMITA, LLC	Member	C	yes	09/2003	Mar 29, 2012	Mar 30, 2015
SILVERTON, RON, DAVID	Manager	Na	yes	02/2010	Mar 29, 2012	Mar 30, 2015
SILVERTON, RON, DAVID	Member	E	yes	02/2010	Mar 29, 2012	Mar 30, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
JSF FINANCIAL, LLC	n/a	Independent wealth	$2.0B	N	yes	n/a
ALJ CAPITAL PARTNERS, LLC	n/a	n/a	n/a	Y	yes	n/a
FISHMAN CAPITAL CORPORATION	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 30, 2015	$247M	$247M	7	5	n/a	5	$420M
2013	Mar 28, 2014	$242M	$242M	8	5	n/a	5	$405M
2012	Apr 1, 2013	$202M	$202M	8	5	n/a	5	$345M
2011	Mar 29, 2012	$144M	$144M	n/a	n/a	n/a	5	$227M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$247M	$242M	2.2%	$144M	19.7%	7	8	n/a	n/a

Relationships

Advises (5)

→ ALJ CAPITAL I, L.P.Private fundHedge Fund, ERA
Mar 29, 2012 to presentfactForm ADV
→ ALJ CAPITAL II, L.P.Private fundHedge Fund, ERA
Mar 29, 2012 to presentfactForm ADV
→ ALJ CAPITAL OFFSHORE, LTD.Private fundHedge Fund, ERA
Mar 29, 2012 to presentfactForm ADV
→ LJR CAPITAL, LTD.Private fundHedge Fund, ERA
Mar 29, 2012 to presentfactForm ADV
→ LJR CAPITAL, L.P.Private fundHedge Fund, ERA
Mar 29, 2012 to presentfactForm ADV

Affiliated with (1)

→ JSF FINANCIAL, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (6)

← FISHMAN, JEFFREY, SETHOwnerMEMBER, ownership code E, individual
Mar 29, 2012 to presentfactForm ADV
← GILL, LAWRENCE, BENJAMINOwnerMEMBER, ownership code E, individual
Mar 29, 2012 to presentfactForm ADV
← SILVERTON, RON, DAVIDOwnerMEMBER, ownership code E, individual
Mar 29, 2012 to presentfactForm ADV
← AGT ADVISORS LLCOwnerMEMBER, ownership code C, domestic entity
Apr 1, 2013 to presentfactForm ADV
← FISHFOOD, LLCOwnerMEMBER, ownership code C, domestic entity
Mar 29, 2012 to presentfactForm ADV
← JOMITA, LLCOwnerMEMBER, ownership code C, domestic entity
Mar 29, 2012 to presentfactForm ADV

Registered with (1)

← JEFFREY SETH FISHMANAdvisorregistration: previous registration
Dec 2, 2003 to Dec 16, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1ed7f368-6e89-e57f-e383-b385aa1183e3
First observed: Mar 29, 2012
Last observed: Mar 30, 2015 139 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALJ CAPITAL MANAGEMENT, LLC

CRD 128621

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1ed7f368-6e89-e57f-e383-b385aa1183e3

Data as of Mar 30, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:21 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

LJR CAPITAL, L.P.

Hedge Fund

$59.4M

Mar 28, 2017

Mar 29, 2012

reported

021-166007

LJR CAPITAL, LTD.

Hedge Fund

$51.0M

Mar 28, 2017

Mar 29, 2012

reported

n/a

ALJ CAPITAL II, L.P.

Hedge Fund

$27.4M

Mar 28, 2017

Mar 29, 2012

reported

021-140441

ALJ CAPITAL OFFSHORE, LTD.

Hedge Fund

$12.1M

Mar 28, 2017

Mar 29, 2012

reported

n/a

ALJ CAPITAL I, L.P.

Hedge Fund

$9.2M

Mar 28, 2017

Mar 29, 2012

reported

021-140439

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AGT ADVISORS LLC

Member

yes

02/2010

Apr 1, 2013

Mar 30, 2015

FISHFOOD, LLC

Member

yes

09/2003

Mar 29, 2012

Mar 30, 2015

FISHMAN, JEFFREY, SETH

MANAGER, CHIEF COMPLIANCE OFFICER

yes

09/2003

Mar 29, 2012

Mar 30, 2015

FISHMAN, JEFFREY, SETH

Member

yes

09/2003

Mar 29, 2012

Mar 30, 2015

GILL, LAWRENCE, BENJAMIN

Member

yes

09/2003

Mar 29, 2012

Mar 30, 2015

GILL, LAWRENCE, BENJAMIN

Manager

yes

09/2003

Mar 29, 2012

Mar 30, 2015

JOMITA, LLC

Member

yes

09/2003

Mar 29, 2012

Mar 30, 2015

SILVERTON, RON, DAVID

Manager

yes

02/2010

Mar 29, 2012

Mar 30, 2015

SILVERTON, RON, DAVID

Member

yes

02/2010

Mar 29, 2012

Mar 30, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

JSF FINANCIAL, LLC

n/a

Independent wealth

$2.0B

yes

n/a

ALJ CAPITAL PARTNERS, LLC

n/a

yes

n/a

FISHMAN CAPITAL CORPORATION

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 30, 2015

$247M

n/a

$420M

2013

Mar 28, 2014

$242M

n/a

$405M

2012

Apr 1, 2013

$202M

n/a

$345M

2011

Mar 29, 2012

$144M

n/a

$227M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$247M

$242M

2.2%

$144M

19.7%

n/a