DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

JEFFREY SETH FISHMAN

Advisor at JSF FINANCIAL, LLC

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:301f0820-a9fb-d0ec-70fb-782b133ad75e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 28, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: JSF FINANCIAL, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 9, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 4
Exams: S63
First exam: Mar 9, 1994
First registration: Jul 28, 1999
Dual registered: yes, broker-dealer
Other names: JEFFREY SETH FISHMAN|JEFF FISHMAN
IAPD individual key: 2451588

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
JSF FINANCIAL, LLC	Independent wealth	Apr 2, 2012	n/a	yes	LOS ANGELES, CA	Current employment
MID ATLANTIC FINANCIAL MANAGEMENT, INC.	Former SEC adviser	Dec 3, 2010	Nov 25, 2015	no	LOS ANGLES, CA	Previous registration
ALJ CAPITAL MANAGEMENT, LLC	Former SEC adviser	Dec 2, 2003	Dec 16, 2004	no	LOS ANGELES, CA	Previous registration
CANTELLA & CO., INC.	Former SEC adviser	Sep 16, 2003	Mar 11, 2010	no	LOS ANGELES, CA	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Jul 28, 1999	Sep 24, 2003	no	LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MID ATLANTIC FINANCIAL MANAGEMENT, INC.	JSF FINANCIAL, LLC	Nov 25, 2015	Apr 2, 2012	-1,332	Firm change after gap	Other
CANTELLA & CO., INC.	ALJ CAPITAL MANAGEMENT, LLC	Mar 11, 2010	Dec 2, 2003	-2,291	Firm change after gap	Other
ALJ CAPITAL MANAGEMENT, LLC	MID ATLANTIC FINANCIAL MANAGEMENT, INC.	Dec 16, 2004	Dec 3, 2010	2,178	Firm change after gap	Other
OSAIC WEALTH, INC.	CANTELLA & CO., INC.	Sep 24, 2003	Sep 16, 2003	-8	Firm change	Other

Relationships

Registered with (5)

→ JSF FINANCIAL, LLCRegistered adviserregistration: current employment
Apr 2, 2012 to presentfactForm ADV
→ MID ATLANTIC FINANCIAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Dec 3, 2010 to Nov 25, 2015factForm ADV
→ CANTELLA & CO., INC.Registered adviserregistration: previous registration
Sep 16, 2003 to Mar 11, 2010factForm ADV
→ ALJ CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 2, 2003 to Dec 16, 2004factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jul 28, 1999 to Sep 24, 2003factForm ADV

Dated events

No dated event names this entity yet.