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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

ROBERT JOHN CLARKE

Advisor at VIRTUS INVESTMENT ADVISERS, LLC

HARTFORD, CT

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Search this name across graphsid dfx:ria:1ed9ef11-e6e2-c537-4119-4b96375fc02c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 15, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VIRTUS INVESTMENT ADVISERS, LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 16, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Nov 16, 2004
First registration: Feb 15, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 4875693

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VIRTUS INVESTMENT ADVISERS, LLC	Asset manager	Oct 10, 2023	n/a	yes	HARTFORD, CT	Current employment
AST INVESTMENT SERVICES, INC.	Asset manager	Sep 7, 2011	Nov 4, 2020	no	SHELTON, CT	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 31, 2006	Aug 30, 2011	no	SHELTON, CT\|NEW LONDON, CT\|SHELTON, CT	Previous registration
WADDELL & REED	Former SEC adviser	Feb 15, 2005	Jan 13, 2006	no	NORTH HAVEN, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AST INVESTMENT SERVICES, INC.	VIRTUS INVESTMENT ADVISERS, LLC	Nov 4, 2020	Oct 10, 2023	1,070	Firm change after gap	Other
MSI FINANCIAL SERVICES, INC.	AST INVESTMENT SERVICES, INC.	Aug 30, 2011	Sep 7, 2011	8	Firm change	Other
WADDELL & REED	MSI FINANCIAL SERVICES, INC.	Jan 13, 2006	Jan 31, 2006	18	Firm change	Other

Relationships

Registered with (4)

→ VIRTUS INVESTMENT ADVISERS, LLCRegistered adviserregistration: current employment
Oct 10, 2023 to presentfactForm ADV
→ AST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Sep 7, 2011 to Nov 4, 2020factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 31, 2006 to Aug 30, 2011factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Feb 15, 2005 to Jan 13, 2006factForm ADV

Dated events

No dated event names this entity yet.